-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KXyuNXtD3SHra2XVYXpybwvAWeh+aht3G6EbiyejOGf0/OjfxIINWMmHTXtoxgqg ekPaShHrM1VJwWzM2mM68w== 0000950144-01-002300.txt : 20010214 0000950144-01-002300.hdr.sgml : 20010214 ACCESSION NUMBER: 0000950144-01-002300 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM FUNDS MANAGEMENT INC CENTRAL INDEX KEY: 0001131154 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06137 FILM NUMBER: 1535608 BUSINESS ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO MAIL ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO 13F-HR 1 g66863f8e13f-hr.txt AIM FUNDS MANAGEMENT, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: DECEMBER 31, 2000 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADDS NEW HOLDINGS ENTRIES. INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: AIM FUNDS MANAGEMENT INC. ADDRESS: 5140 YONGE STREET, SUITE 900 TORONTO, ONTARIO M2N 6X7 13F FILE NUMBER: THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: GRAHAM ANDERSON TITLE: VICE-PRESIDENT, COMPLIANCE & RISK MANAGEMENT PHONE: 416-228-4135 SIGNATURE, PLACE AND DATE OF SIGNING:
/S/ GRAHAM ANDERSON TORONTO, ONTARIO 2/12/01 - ----------------------- --------------------- --------------- [SIGNATURE] [CITY, STATE] [DATE]
REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: FORM 13F FILE NUMBER NAME 2 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: FORM 13F INFORMATION TABLE ENTRY TOTAL: 201 FORM 13F INFORMATION TABLE VALUE TOTAL: 5,991,562,786 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME
3
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANAGERS VOTING OF NUMBER MARKET PRINCIPAL SHARED AUTHORITY CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) 3 COM CORP COM STK USD0.01 COM 885535104 725900 85400 85400 0 0 85400 0 0 ABERCROMBIE & FITCH CO CL A COM 002896207 20000000 1000000 1000000 0 0 1000000 0 0 ABGENIX INC COM 00339B107 30027629.2 508400 508400 0 0 508400 0 0 ACT MANUFACTURING INC COM 000973107 1959300 124400 124400 0 0 124400 0 0 ACTUATE CORPORATION COMMON COM 00508B102 2228062.5 116500 116500 0 0 116500 0 0 AFFYMETRIX INC COM 00826T108 28450203.6 382200 382200 0 0 382200 0 0 ALEXION PHARMACEUTICALS INC COMMON COM 015351109 9149764.2 140900 140900 0 0 140900 0 0 AMBAC FINANCIAL GROUP INC COM 023139108 2973963 51000 51000 0 0 51000 0 0 AMERICA ONLINE INC COM 02364J104 15764400 453000 453000 0 0 453000 0 0 AMERICAN EAGLE OUTFITTERS INC NEW COMMON COM 02553E106 4225000 100000 100000 0 0 100000 0 0 AMERICAN POWER CONVERSION CORP COM 029066107 295762.5 23900 23900 0 0 23900 0 0 AMERN EXPRESS CO COM 025816109 107718310.1 1960725 1960725 0 0 1960725 0 0 ANADIGICS INC COM 032515108 12330375 753000 753000 0 0 753000 0 0 ANALOG DEVICES INC COM 032654105 12797000 250000 250000 0 0 250000 0 0 APACHE CORP UNIT 1 COM/1 RT COM 037411105 2662394 38000 38000 0 0 38000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 427500 28500 28500 0 0 28500 0 0 ASPECT COMMUNICATION CORPORATION COMMON COM 04523Q102 3551141.1 441300 441300 0 0 441300 0 0 ATLAS AIR INC 9.375% BDS 15/11/2006 USD1000 Fixed Inc 049164AT3 6477445 65000 65000 0 0 65000 0 0 AVERY DENNISON CORP COM 053611109 62283125 1135000 1135000 0 0 1135000 0 0 AVX CORPORATION COM 002444107 17521250 1070000 1070000 0 0 1070000 0 0 BAUSCH & LOMB INC COM 071707103 190818834.4 4718800 4718800 0 0 4718800 0 0 BECKMAN COULTER INC COM 075811109 165998991.6 3958200 3958200 0 0 3958200 0 0 BECTON DICKINSON CO 1 COM/IPFDRT COM 075887109 180396250 5210000 5210000 0 0 5210000 0 0 BERKSHIRE HATHAWAY CLASS 'B' COM STK USD0.166 COM 084670207 823900 350 350 0 0 350 0 0 BERKSHIRE HATHAWAY INC CV CL A COM 084670108 222585000 3135 3135 0 0 3135 0 0 BJ'S WHOLESALE CLUB INC COM COM 05548J106 5756250 150000 150000 0 0 150000 0 0 BOSTON PROPERTIES REIT COM 101121101 1749787.5 40225 40225 0 0 40225 0 0 BSQUARE CORPORATION COMMON COM 11776U102 4359000 726500 726500 0 0 726500 0 0 CABLETRON SYSTEMS INC COM 126920107 2033505 135000 135000 0 0 135000 0 0 CALLAWAY GOLF CO COM STK USD0.01 COM 131193104 1583125 85000 85000 0 0 85000 0 0
4 CAPITAL ONE FINL COM STK USD0.01 COM 14040H105 13162600 200000 200000 0 0 200000 0 0 CITIGROUP INC COM COM 172967101 6638190 130000 130000 0 0 130000 0 0 CLARENT CORP COM STK USD0.001 COM 180461105 452520 40000 40000 0 0 40000 0 0 CLEVELAND CLIFFS INC COM 185896107 431260 20000 20000 0 0 20000 0 0 CNA SURETY CORP COM 12612L108 897750 63000 63000 0 0 63000 0 0 COGNIZANT TECHNOLO COM STK USD0.01 COM 192446102 6536340 180000 180000 0 0 180000 0 0 COMPUTER NTWK TECH COM STK USD0.01 COM 204925101 1440650 50000 50000 0 0 50000 0 0 CORNING INC COM STK USD0.50 COM 219350105 1880142.8 35600 35600 0 0 35600 0 0 COTT CORPORATION 9.375% SNR NTS 1/7/2005 USD1 Fixed Inc 22163NAA4 12446000 127000 127000 0 0 127000 0 0 COVANCE INC COM COM 222816100 2295125 213500 213500 0 0 213500 0 0 CUBIST PHARMACEUTICALS INC COMMON COM 229678107 10605300 365700 365700 0 0 365700 0 0 CYMER INC COM 232572107 7859163.6 305400 305400 0 0 305400 0 0 CYPRESS SEMICONDUCTOR COM 232806109 68612680 3485000 3485000 0 0 3485000 0 0 DE BEERS CONS MINES DEFD SH ADR COM 240253302 601875 22500 22500 0 0 22500 0 0 DENTSPLY INTL INC COM STK USD1 COM 249030107 6330425 161800 161800 0 0 161800 0 0 DEVON ENERGY CORPORATION NEW COM 25179M103 2194920 36000 36000 0 0 36000 0 0 DISNEY (WALT) COMPANY HOLDING CO COM 254687106 3326423.1 114950 114950 0 0 114950 0 0 DOMAN INDUSTRIES 12% SNR SECD NTS 1/7/2004 US Fixed Inc 257039AH0 0 0 0 0 0 0 0 0 DRESS BARN INC COM 261570105 762700 26300 26300 0 0 26300 0 0 DUKE ENERGY CORP COM 264399106 718231.25 16850 16850 0 0 16850 0 0 DUN & BRADSTREET CORPORATION NEW COM 26483E100 91893768.75 3551450 3551450 0 0 3551450 0 0 DUPONT PHOTOMASKS INC COMMON COM 26613X101 8455040 160000 160000 0 0 160000 0 0 EASTMAN KODAK CO COM 277461109 8150625 207000 207000 0 0 207000 0 0 EFFICIENT NETWORK COM STK NPV COM 282056100 285000 20000 20000 0 0 20000 0 0 ELASTIC NETWORKS I COM STK USD0.01 COM 284159100 123750 30000 30000 0 0 30000 0 0 ELECTRONIC ARTS INC COM 285512109 2898500 68000 68000 0 0 68000 0 0 ELECTRONIC DATA SYSTEMS CORP COM 285661104 215765550 3736200 3736200 0 0 3736200 0 0 EMC CORPORATION (MASS) COM 268648102 19950000 300000 300000 0 0 300000 0 0 EMCORE CORPORATION COM 290846104 18330000 390000 390000 0 0 390000 0 0 EMERSON ELEC CO 1 COM/ 1 PFD RT COM 291011104 96266138.85 1221450 1221450 0 0 1221450 0 0 ESPERION THERAPEUTICS INC COM COM 29664R106 5020987.5 461700 461700 0 0 461700 0 0 ETHAN ALLEN INTERS COM STK USD0.01 COM 297602104 3350000 100000 100000 0 0 100000 0 0 EVERGREEN SOLAR INC COMMON COM 30033R108 432000 64000 64000 0 0 64000 0 0 EXPRESS SCRIPTS IN CLASS'A'COM STK USD0.01 COM 302182100 5623750 55000 55000 0 0 55000 0 0 EXULT INC COM 302284104 303425 22900 22900 0 0 22900 0 0
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6 KROGER COMPANY COMMON COM 501044101 3031056 112000 112000 0 0 112000 0 0 LEVEL 3 COMMUNICATIONS INC COM COM 52729N100 2460975 75000 75000 0 0 75000 0 0 LINDSAY MANUFACTURING CO COM 535555106 1647100 72800 72800 0 0 72800 0 0 LIZ CLAIBORNE COM STK USD1 COM 539320101 3421575 82200 82200 0 0 82200 0 0 LOUISIANNA PAC CORP COM 546347105 759375 75000 75000 0 0 75000 0 0 LOWES COS INC COM 548661107 2358500 53000 53000 0 0 53000 0 0 LTX CORP COM STK USD0.05 COM 502392103 647650 50000 50000 0 0 50000 0 0 MACDERMID INC COM 554273102 1102000 58000 58000 0 0 58000 0 0 MACROMEDIA INC COMMON COM 556100105 37257975 613300 613300 0 0 613300 0 0 MANDALAY RESORT GROUP COMMON COM 562567107 18239253.2 831400 831400 0 0 831400 0 0 MANPOWER INC (WISC) COM 56418H100 226518000 5961000 5961000 0 0 5961000 0 0 MARSH & MCLENNAN COS INC COM 571748102 2574000 22000 22000 0 0 22000 0 0 MCDATA CORPORATION CL B COM 580031102 3060525 55900 55900 0 0 55900 0 0 MEREDITH CORP COM 589433101 116584936 3622000 3622000 0 0 3622000 0 0 METHANEX CORP 7.4% NOTES 15/8/2002 USD1000 Fixed Inc 59151KAB4 4573228 46000 46000 0 0 46000 0 0 METHODE ELECTRONICS INC CL A COM 591520200 9497478.9 414050 414050 0 0 414050 0 0 MILLENNIUM PHARMACEUTICALS INC COM 599902103 42755625 691000 691000 0 0 691000 0 0 MILLER HERMAN INC COM 600544100 75534875 2627300 2627300 0 0 2627300 0 0 MINNESOTA MNG & MFG CO COM COM 604059105 47356500 393000 393000 0 0 393000 0 0 MOODY'S CORPORATION COM COM 615369105 161282108 6278500 6278500 0 0 6278500 0 0 MOTOROLA INC COM 620076109 48448125 2392500 2392500 0 0 2392500 0 0 NATIONAL DATA CORP COM 635621105 4928376 219000 219000 0 0 219000 0 0 NATL COMMERCE BCP COM STK USD2 COM 635449101 3341250 135000 135000 0 0 135000 0 0 NEPTUNE SOCIETY INC COM NEW COM 640776209 843750 75000 75000 0 0 75000 0 0 NEW ERA OF NETWORK COM STK USD0.0001 COM 644312100 293750 50000 50000 0 0 50000 0 0 NEWELL RUBBERMAID INC COM COM 651229106 309145200 13588800 13588800 0 0 13588800 0 0 NEXTEL COMMNS INC 0% STEP SNR DIS 31/10/07 US Fixed Inc 65332VAH6 3796950 50000 50000 0 0 50000 0 0 NORAMPAC INC 9 1/2% SNR NTS 1/2/2008 USD1000 Fixed Inc 65542NAA5 9900000 100000 100000 0 0 100000 0 0 NOVELLUS SYSTEMS COM 670008101 17965406.2 499900 499900 0 0 499900 0 0 O'REILLY AUTOMOTVE COM STK USD0.01 COM 686091109 5039700 188400 188400 0 0 188400 0 0 P-COM INC COM 693262107 1914375 625000 625000 0 0 625000 0 0 PALM INC COM STK USD0.001 COM 696642107 2076390.481 73337 73337 0 0 73337 0 0 PARKER-HANNIFIN CORP COM COM 701094104 212426575 4814200 4814200 0 0 4814200 0 0 PEOPLESOFT INC -COM COM 712713106 8441676 227000 227000 0 0 227000 0 0 PEPSICO INC COM 713448108 2577276 52000 52000 0 0 52000 0 0
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