0001131096-18-000147.txt : 20180608 0001131096-18-000147.hdr.sgml : 20180608 20180608182315 ACCESSION NUMBER: 0001131096-18-000147 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180507 FILED AS OF DATE: 20180608 DATE AS OF CHANGE: 20180608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bush Jonathan CENTRAL INDEX KEY: 0001412213 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33689 FILM NUMBER: 18890664 MAIL ADDRESS: STREET 1: ATHENAHEALTH, INC. STREET 2: 311 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHENAHEALTH INC CENTRAL INDEX KEY: 0001131096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043387530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 311 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-402-1000 MAIL ADDRESS: STREET 1: 311 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 4/A 1 wf-form4a_152849656613753.xml FORM 4/A X0306 4/A 2018-05-07 2018-05-08 1 0001131096 ATHENAHEALTH INC ATHN 0001412213 Bush Jonathan C/O ATHENAHEALTH, INC. 311 ARSENAL STREET WATERTOWN MA 02472 1 1 0 0 Former director and CEO Common Stock 2018-05-07 4 M 0 25000 36.78 A 362035 D Common Stock 2018-05-07 4 S 0 25000 155 D 337035 D Common Stock 103424 I See Footnote Common Stock 27998 I See Footnote Stock Option (Right to Buy) 36.78 2018-05-07 4 M 0 25000 0 D 2011-02-15 2020-03-31 Common Stock 25000.0 35000 D This Form 4/A amends the Form 4 filed on behalf of the Reporting Person on May 8, 2018 that excluded this stock option exercise transaction due to administrative error. The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on October 24, 2017, in accordance with Rule 10b5-1. Includes 10,444 units of common stock that were granted pursuant to RSU awards under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock. These shares are owned by The Bush 2004 Gift Trust, the beneficiaries of which are certain of Mr. Bush's children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are owned by The Oscar W. Bush 2007 Gift Trust, the beneficiary of which is Mr. Bush's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Dan Haley, as Attorney in Fact 2018-06-08