0001131058-22-000011.txt : 20221014 0001131058-22-000011.hdr.sgml : 20221014 20221014160858 ACCESSION NUMBER: 0001131058-22-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221012 FILED AS OF DATE: 20221014 DATE AS OF CHANGE: 20221014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTER STEPHEN E CENTRAL INDEX KEY: 0001131058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 221311452 MAIL ADDRESS: STREET 1: C/O CADIZ INC. STREET 2: 550 SOUTH HOPE STREET, 2850 CITY: LOS ANGELES STATE: X1 ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_166577810370860.xml FORM 4 X0306 4 2022-10-12 0 0001505155 Upland Software, Inc. UPLD 0001131058 COURTER STEPHEN E 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 1 0 0 0 Common Stock 2022-10-12 4 S 0 3500 7.37 D 35364 D Common Stock 2022-10-13 4 S 0 3500 7.06 D 31864 D Shares were sold pursuant to shareholder's 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.29 to $7.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.17, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. /s/ Kin Gill (as attorney-in-fact for Mr. Courter) 2022-10-14