0001131058-21-000003.txt : 20210804 0001131058-21-000003.hdr.sgml : 20210804 20210804163434 ACCESSION NUMBER: 0001131058-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTER STEPHEN E CENTRAL INDEX KEY: 0001131058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 211144525 MAIL ADDRESS: STREET 1: C/O CADIZ INC. STREET 2: 550 SOUTH HOPE STREET, 2850 CITY: LOS ANGELES STATE: X1 ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_162810924738380.xml FORM 4 X0306 4 2021-08-02 0 0001505155 Upland Software, Inc. UPLD 0001131058 COURTER STEPHEN E 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 1 0 0 0 Common Stock 2021-08-02 4 A 0 6051 0 A 21034 D Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022. /s/ Kin Gill (as attorney-in-fact for Mr. Courter) 2021-08-04