0001131058-20-000004.txt : 20201113 0001131058-20-000004.hdr.sgml : 20201113 20201113160838 ACCESSION NUMBER: 0001131058-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201113 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTER STEPHEN E CENTRAL INDEX KEY: 0001131058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 201311552 MAIL ADDRESS: STREET 1: C/O CADIZ INC. STREET 2: 550 SOUTH HOPE STREET, 2850 CITY: LOS ANGELES STATE: X1 ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_160530170417020.xml FORM 4 X0306 4 2020-11-13 0 0001505155 Upland Software, Inc. UPLD 0001131058 COURTER STEPHEN E 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 1 0 0 0 Common Stock 2020-11-13 4 S 0 1235 42.21 D 14983 D Shares were sold pursuant to shareholder's 10b5-1 trading plan. /s/ Kin Gill (as attorney-in-fact for Mr. Courter) 2020-11-13