0001561680-22-000104.txt : 20221201 0001561680-22-000104.hdr.sgml : 20221201 20221201202632 ACCESSION NUMBER: 0001561680-22-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221201 DATE AS OF CHANGE: 20221201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL THOMAS J. CENTRAL INDEX KEY: 0001130753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 221440086 MAIL ADDRESS: STREET 1: C/O TRI POINTE GROUP, INC. STREET 2: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER NAME: FORMER CONFORMED NAME: MITCHELL THOMAS J DATE OF NAME CHANGE: 20001227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tri Pointe Homes, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 611763235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: (775) 413-1030 MAIL ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Group, Inc. DATE OF NAME CHANGE: 20150707 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20130130 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 4 1 wf-form4_166994437479778.xml FORM 4 X0306 4 2022-12-01 0 0001561680 Tri Pointe Homes, Inc. TPH 0001130753 MITCHELL THOMAS J. C/O TRI POINTE HOMES, INC. 940 SOUTHWOOD BLVD, SUITE 200 INCLINE VILLAGE NV 89451 0 1 0 0 President and COO Common Stock 2022-12-01 4 M 0 94067 17 A 465408 D Common Stock 2022-12-01 4 S 0 94067 18.93 D 371341 D Common Stock 610000 I See Note Stock Option (Right to Buy) 17.0 2022-12-01 4 M 0 94067 0 D 2023-01-30 Common Stock 94067.0 0 D The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $18.72 to $19.10, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. By The Mitchell Family Trust. On January 30, 2013, Mr. Mitchell was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016. /s/ Glenn J. Keeler, attorney-in-fact 2022-12-01