0001561680-18-000020.txt : 20180220
0001561680-18-000020.hdr.sgml : 20180220
20180220194337
ACCESSION NUMBER: 0001561680-18-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITCHELL THOMAS J.
CENTRAL INDEX KEY: 0001130753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35796
FILM NUMBER: 18626636
MAIL ADDRESS:
STREET 1: C/O TRI POINTE HOMES, INC.
STREET 2: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER NAME:
FORMER CONFORMED NAME: MITCHELL THOMAS J
DATE OF NAME CHANGE: 20001227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI Pointe Group, Inc.
CENTRAL INDEX KEY: 0001561680
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 273201111
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (949) 478-8600
MAIL ADDRESS:
STREET 1: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, Inc.
DATE OF NAME CHANGE: 20130130
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, LLC
DATE OF NAME CHANGE: 20121218
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, Inc.
DATE OF NAME CHANGE: 20121106
4
1
wf-form4_151917380350981.xml
FORM 4
X0306
4
2018-02-15
0
0001561680
TRI Pointe Group, Inc.
TPH
0001130753
MITCHELL THOMAS J.
C/O TRI POINTE GROUP, INC.
19540 JAMBOREE ROAD, SUITE 300
IRVINE
CA
92612
0
1
0
0
President and COO
Common Stock
2018-02-15
4
A
0
71040
0
A
217235
D
Common Stock
2018-02-15
4
F
0
26580
17.35
D
190655
D
Common Stock
610000
I
See Note
Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted to the reporting person on March 9, 2015 that were eligible to vest based on attainment of certain earnings per share performance goals (the "RSU Awards"). The Compensation Committee of the issuer's board of directors determined that, based on the issuer's performance over the performance period, 71,040 RSU Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the RSU Awards.
128,117 performance-based restricted stock units granted to the reporting person on March 9, 2015, and previously reported in Table I of Form 4 on March 11, 2015, were forfeited on February 15, 2018 for no value.
Withholding of shares incident to vesting of the RSU Awards.
By The Mitchell Family Trust
/s/ Glenn J. Keeler, attorney-in-fact
2018-02-20