0001561680-18-000020.txt : 20180220 0001561680-18-000020.hdr.sgml : 20180220 20180220194337 ACCESSION NUMBER: 0001561680-18-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL THOMAS J. CENTRAL INDEX KEY: 0001130753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 18626636 MAIL ADDRESS: STREET 1: C/O TRI POINTE HOMES, INC. STREET 2: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER NAME: FORMER CONFORMED NAME: MITCHELL THOMAS J DATE OF NAME CHANGE: 20001227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI Pointe Group, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 273201111 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (949) 478-8600 MAIL ADDRESS: STREET 1: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20130130 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20121106 4 1 wf-form4_151917380350981.xml FORM 4 X0306 4 2018-02-15 0 0001561680 TRI Pointe Group, Inc. TPH 0001130753 MITCHELL THOMAS J. C/O TRI POINTE GROUP, INC. 19540 JAMBOREE ROAD, SUITE 300 IRVINE CA 92612 0 1 0 0 President and COO Common Stock 2018-02-15 4 A 0 71040 0 A 217235 D Common Stock 2018-02-15 4 F 0 26580 17.35 D 190655 D Common Stock 610000 I See Note Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted to the reporting person on March 9, 2015 that were eligible to vest based on attainment of certain earnings per share performance goals (the "RSU Awards"). The Compensation Committee of the issuer's board of directors determined that, based on the issuer's performance over the performance period, 71,040 RSU Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the RSU Awards. 128,117 performance-based restricted stock units granted to the reporting person on March 9, 2015, and previously reported in Table I of Form 4 on March 11, 2015, were forfeited on February 15, 2018 for no value. Withholding of shares incident to vesting of the RSU Awards. By The Mitchell Family Trust /s/ Glenn J. Keeler, attorney-in-fact 2018-02-20