0001209191-16-121794.txt : 20160519
0001209191-16-121794.hdr.sgml : 20160519
20160519173451
ACCESSION NUMBER: 0001209191-16-121794
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160517
FILED AS OF DATE: 20160519
DATE AS OF CHANGE: 20160519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XENOPORT INC
CENTRAL INDEX KEY: 0001130591
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943330837
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3410 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
BUSINESS PHONE: 4086167200
MAIL ADDRESS:
STREET 1: 3410 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freund John Gordon
CENTRAL INDEX KEY: 0001296771
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51329
FILM NUMBER: 161664127
MAIL ADDRESS:
STREET 1: 125 UNIVERSITY AVE.
STREET 2: C/O SKYLINE VENTURES
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-17
0
0001130591
XENOPORT INC
XNPT
0001296771
Freund John Gordon
C/O XENOPORT, INC.
3410 CENTRAL EXPRESSWAY
SANTA CLARA
CA
95051
1
0
0
0
Common Stock
2016-05-17
4
M
0
5000
0.00
A
15000
D
Common Stock
488560
I
Through Fund
Common Stock
3080
I
By Trust
Common Stock
22633
I
By Trust
Common Stock
3645
I
By Trust
Common Stock
21200
I
By Trust
Common Stock
27
I
By Trust
Common Stock
3899
I
By Trust
Non-Employee Restricted Stock Units
2016-05-17
4
M
0
5000
0.00
D
Common Stock
5000
0
D
Non-Employee Stock Options
4.35
2016-05-17
4
A
0
15000
0.00
A
2026-05-17
Common Stock
15000
15000
D
Non-Employee Restricted Stock Units
2016-05-17
4
A
0
5000
0.00
A
Common Stock
5000
5000
D
These shares are held by multiple entities. 227 shares are held by Skyline Venture Management III, L.L.C. and 488,333 shares are held by Skyline Venture Partners V, L.P. John Freund is connected to each of these entities as managing director or managing member either directly or through indirect ownership and in such capacity may be deemed to have voting and investment power with respect to shares held by each of these entities. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therein.
The shares are held by John G. Freund as custodian for his two sons.
The shares are owned by a retirement account of which John G. Freund is the beneficiary.
The shares are held by the Paul Brooke 1989 Insurance Trust of which John G. Freund is a trustee.
The shares are owned by a revocable trust of which John G. Freund is a trustee.
The shares are held by John G. Freund Family Partnership IV, L.P. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therein.
The shares are held by a trust which John G. Freund is a trustee. Shares previously disclosed as direct ownership shares.
Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc. common stock.
The restricted stock units shall cliff vest in full on earlier of the one-year anniversary of the grant date, May 19, 2015 or the date of the next annual meeting of the company. The next annual meeting occurred on May 17, 2016.
The shares shall vest and become exercisable in a series of 12 successive equal monthly installments measured from the grant date, May 17, 2016.
The restricted stock units shall cliff vest in full on the earlier of the one-year anniversary of the grant date, May 17, 2016, or the date of the next annual meeting of the company.
/s/ William G. Harris
Attorney-in-fact
2016-05-19