0001209191-16-121794.txt : 20160519 0001209191-16-121794.hdr.sgml : 20160519 20160519173451 ACCESSION NUMBER: 0001209191-16-121794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XENOPORT INC CENTRAL INDEX KEY: 0001130591 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943330837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4086167200 MAIL ADDRESS: STREET 1: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freund John Gordon CENTRAL INDEX KEY: 0001296771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51329 FILM NUMBER: 161664127 MAIL ADDRESS: STREET 1: 125 UNIVERSITY AVE. STREET 2: C/O SKYLINE VENTURES CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-17 0 0001130591 XENOPORT INC XNPT 0001296771 Freund John Gordon C/O XENOPORT, INC. 3410 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 1 0 0 0 Common Stock 2016-05-17 4 M 0 5000 0.00 A 15000 D Common Stock 488560 I Through Fund Common Stock 3080 I By Trust Common Stock 22633 I By Trust Common Stock 3645 I By Trust Common Stock 21200 I By Trust Common Stock 27 I By Trust Common Stock 3899 I By Trust Non-Employee Restricted Stock Units 2016-05-17 4 M 0 5000 0.00 D Common Stock 5000 0 D Non-Employee Stock Options 4.35 2016-05-17 4 A 0 15000 0.00 A 2026-05-17 Common Stock 15000 15000 D Non-Employee Restricted Stock Units 2016-05-17 4 A 0 5000 0.00 A Common Stock 5000 5000 D These shares are held by multiple entities. 227 shares are held by Skyline Venture Management III, L.L.C. and 488,333 shares are held by Skyline Venture Partners V, L.P. John Freund is connected to each of these entities as managing director or managing member either directly or through indirect ownership and in such capacity may be deemed to have voting and investment power with respect to shares held by each of these entities. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therein. The shares are held by John G. Freund as custodian for his two sons. The shares are owned by a retirement account of which John G. Freund is the beneficiary. The shares are held by the Paul Brooke 1989 Insurance Trust of which John G. Freund is a trustee. The shares are owned by a revocable trust of which John G. Freund is a trustee. The shares are held by John G. Freund Family Partnership IV, L.P. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therein. The shares are held by a trust which John G. Freund is a trustee. Shares previously disclosed as direct ownership shares. Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc. common stock. The restricted stock units shall cliff vest in full on earlier of the one-year anniversary of the grant date, May 19, 2015 or the date of the next annual meeting of the company. The next annual meeting occurred on May 17, 2016. The shares shall vest and become exercisable in a series of 12 successive equal monthly installments measured from the grant date, May 17, 2016. The restricted stock units shall cliff vest in full on the earlier of the one-year anniversary of the grant date, May 17, 2016, or the date of the next annual meeting of the company. /s/ William G. Harris Attorney-in-fact 2016-05-19