-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsWD6Xx7j09nic1XyXqmnVM21hiz7EtLtq2gdgsFiKLeNlPAdmlAG+YJjQgPIMUk 3P24MOPQuSUUa4BPrweIoQ== 0001191638-07-001198.txt : 20070425 0001191638-07-001198.hdr.sgml : 20070425 20070425132715 ACCESSION NUMBER: 0001191638-07-001198 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070425 FILED AS OF DATE: 20070425 DATE AS OF CHANGE: 20070425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPIRENT COMMUNICATIONS PLC CENTRAL INDEX KEY: 0001130498 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15206 FILM NUMBER: 07786905 BUSINESS ADDRESS: STREET 1: SPIRENT HOUSE FLEMING WAY CRAWLEY STREET 2: WEST SUSSEX RH1-2QL UK CITY: WEST SUSSEX STATE: A1 ZIP: RH102QL BUSINESS PHONE: 4412937676 MAIL ADDRESS: STREET 1: SPIRENT HOUSE CRAWLEY BUSINESS STREET 2: FLEMING WAY WEST SUSSEX WAY CITY: UNITED KINGDOM STATE: A1 ZIP: RH102QL FORMER COMPANY: FORMER CONFORMED NAME: SPIRENT PLC DATE OF NAME CHANGE: 20001226 6-K 1 spt200704256k.txt HOLDING(S) IN COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2007 SPIRENT COMMUNICATIONS plc _____________________________________________________________________ (Translation of registrant's name into English) Spirent House, Crawley Business Quarter, Fleming Way, Crawley, West Sussex RH10 9QL, UK. _____________________________________________________________________ (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F..... Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ..... No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________
TR-1(i): Notification of major interests in shares 1. Identity of the issuer or the underlying issuer of existing Spirent Communications plc shares to which voting rights are attached(ii): 2. Reason for the notification (please tick the appropriate box or boxes) An acquisition or disposal of voting rights x An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An event changing the breakdown of voting rights Other (please specify):___________________________________________ 3. Full name of person(s) subject to the notification obligation Lehman Brothers International (Europe) (iii): 4. Full name of shareholder(s) (if different from 3.)(iv): N/A 5. Date of the transaction (and date on which the threshold is 20 April 2007 crossed or reached if different)(v): 6. Date on which issuer notified: 25 April 2007 7. Threshold(s) that is/are crossed or reached: 3% 8. Notified details: N/A A: Voting rights attached to shares Class/type of Situation previous to the Resulting situation after the triggering transaction(vii) shares Triggering transaction (vi) if possible using Number of Number of Number of Number of voting rights % of voting rights the ISIN CODE Shares Voting shares ix Rights viii Direct Direct x Indirect xi Direct Indirect Ordinary Shares 24,437,613 24,437,613 34,174,456 34,174,456 N/A 3.88% N/A GB0004726096 B: Financial Instruments Resulting situation after the triggering transaction xii Type of financial Expiration date Exercise/ Conversion Number of voting rights % of voting instrument xiii Period/ Date xiv that may be acquired if rights the instrument is exercised/ converted. N/A Total (A+B) Number of voting rights % of voting rights 34,174,456 3.88% 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable xv: N/A
Proxy Voting: 10. Name of the proxy holder: N/A 11. Number of voting rights proxy holder will cease to hold: N/A 12. Date on which proxy holder will cease to hold voting N/A rights: 13. Additional information: N/A 14. Contact name: Tara O'Hagan 15. Contact telephone number: +44 (0) 20 7102 1832 C: Additional information Contact at Issuer: Michael Anscombe, Deputy Company Secretary, Spirent Communications plc Telephone: 01293 767676 - -------------------------- NOTES: (i) This form is to be sent to the issuer or underlying issuer and to be filed with the competent authority. (ii) Either the full name of the legal entity or another method for identifying the issuer or underlying issuer, provided it is reliable and accurate. (iii) This should be the full name of (a) the shareholder; (b) the person acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments entitled to acquire shares already issued to which voting rights are attached, as appropriate. In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned: - - in the circumstances foreseen in DTR5.2.1 (b), the person that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights; - - in the circumstances foreseen in DTR 5.2.1 (c), the person holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and person lodging the collateral under these conditions; - - in the circumstances foreseen in DTR5.2.1(d), the person who has a life interest in shares if that person is entitled to exercise the voting rights attached to the shares and the person who is disposing of the voting rights when the life interest is created; - - in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking; - - in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion; - - in the circumstances foreseen in DTR5.2.1 (g), the person that controls the voting rights; - - in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion. (iv) Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should be the full name of the shareholder or holder of financial instruments who is the counterparty to the natural person or legal entity referred to in DTR5.2. (v) The date of the transaction should normally be, in the case of an on exchange transaction, the date on which the matching of orders occurs; in the case of an off exchange transaction, date of the entering into an agreement. The date on which threshold is crossed should normally be the date on which the acquisition, disposal or possibility to exercise voting rights takes effect (see DTR 5.1.1R (3)). For passive crossings, the date when the corporate event took effect. These dates will usually be the same unless the transaction is subject to a condition beyond the control of the parties. (vi) Please refer to the situation disclosed in the previous notification, In case the situation previous to the triggering transaction was below 3%, please state 'below 3%'. vii If the holding has fallen below the minimum threshold , the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is less than 3%. For the case provided for in DTR5.2.1(a), there should be no disclosure of individual holdings per party to the agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon entering into, introducing changes to or terminating an agreement. viii Direct and indirect ix In case of combined holdings of shares with voting rights attached ' direct holding' and voting rights 'indirect holdings', please split the voting rights number and percentage into the direct and indirect columns-if there is no combined holdings, please leave the relevant box blank. X Voting rights attached to shares in respect of which the notifying party is a direct shareholder (DTR 5.1) xi Voting rights held by the notifying party as an indirect shareholder (DTR 5.2.1) xii If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is below 3%. xiii date of maturity / expiration of the finical instrument i.e. the date when the right to acquire shares ends. xiv If the financial instrument has such a period-please specify the period- for example once every three months starting from the (date) xv The notification should include the name(s) of the controlled undertakings through which the voting rights are held. The notification should also include the amount of voting rights and the percentage held by each controlled undertaking, insofar as individually the controlled undertaking holds 3% or more, and insofar as the notification by the parent undertaking is intended to cover the notification obligations of the controlled undertaking. xvi This annex is only to be filed with the competent authority. xvii Whenever another person makes the notification on behalf of the shareholder or the natural person/legal entity referred to in DTR5.2 and DTR5.3. Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ______MICHAEL ANSCOMBE______ (Registrant) Date: 25 April, 2007 By ____/s/ Michael Anscombe____ (Signature)*
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