0001209191-21-017991.txt : 20210304
0001209191-21-017991.hdr.sgml : 20210304
20210304184746
ACCESSION NUMBER: 0001209191-21-017991
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mercado Kenneth M
CENTRAL INDEX KEY: 0001802390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31447
FILM NUMBER: 21715876
MAIL ADDRESS:
STREET 1: 1111 LOUISIANA STREET #4700
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC
CENTRAL INDEX KEY: 0001130310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 740694415
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1111 LOUISIANA ST.
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132073000
MAIL ADDRESS:
STREET 1: 1111 LOUISIANA ST.
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC
DATE OF NAME CHANGE: 20001220
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-02
0
0001130310
CENTERPOINT ENERGY INC
CNP
0001802390
Mercado Kenneth M
1111 LOUISIANA
HOUSTON
TX
77002
0
1
0
0
EVP
Common Stock
2021-03-02
4
A
0
5000
0.00
A
87490
D
Common Stock
2021-03-02
4
F
0
1218
19.57
D
86272
D
Common Stock
7524
I
By Savings Plan
Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan.
Shares withheld for taxes upon vesting of performance shares.
Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.
Vincent A. Mercaldi, Attorney in Fact
2021-03-04