0001209191-21-017991.txt : 20210304 0001209191-21-017991.hdr.sgml : 20210304 20210304184746 ACCESSION NUMBER: 0001209191-21-017991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mercado Kenneth M CENTRAL INDEX KEY: 0001802390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31447 FILM NUMBER: 21715876 MAIL ADDRESS: STREET 1: 1111 LOUISIANA STREET #4700 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC CENTRAL INDEX KEY: 0001130310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740694415 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC DATE OF NAME CHANGE: 20001220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-02 0 0001130310 CENTERPOINT ENERGY INC CNP 0001802390 Mercado Kenneth M 1111 LOUISIANA HOUSTON TX 77002 0 1 0 0 EVP Common Stock 2021-03-02 4 A 0 5000 0.00 A 87490 D Common Stock 2021-03-02 4 F 0 1218 19.57 D 86272 D Common Stock 7524 I By Savings Plan Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan. Shares withheld for taxes upon vesting of performance shares. Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Equivalent shares held in CenterPoint Energy, Inc. Savings Plan. Vincent A. Mercaldi, Attorney in Fact 2021-03-04