0001209191-21-012855.txt : 20210222 0001209191-21-012855.hdr.sgml : 20210222 20210222180946 ACCESSION NUMBER: 0001209191-21-012855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knight Gregory E. CENTRAL INDEX KEY: 0001820706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31447 FILM NUMBER: 21661956 MAIL ADDRESS: STREET 1: 1111 LOUISIANA STREET #4600 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC CENTRAL INDEX KEY: 0001130310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740694415 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC DATE OF NAME CHANGE: 20001220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-18 0 0001130310 CENTERPOINT ENERGY INC CNP 0001820706 Knight Gregory E. 1111 LOUISIANA HOUSTON TX 77002 0 1 0 0 EVP Cust. Trans. & Bus. Svcs. Common Stock 2021-02-18 4 A 0 10894 0.00 A 51311 D Common Stock 4631 I By Savings Plan Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Total includes (i) 4,843 RSUs previously awarded under the Plan and vesting in August 2021, (ii) 4,843 RSUs previously awarded under the Plan and vesting in August 2022 and (iii) 4,842 RSUs previously awarded under the Plan and vesting in August 2023. Reporting Person must continue to be an employee of Issuer from the grant date through the applicable vesting dates. Additionally, includes 11,274 time-based RSUs vesting (a) in August 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. Equivalent shares held in CenterPoint Energy, Inc. Savings Plan. Vincent A. Mercaldi, Attorney-in-Fact 2021-02-22