0001104659-23-077661.txt : 20230703
0001104659-23-077661.hdr.sgml : 20230703
20230703165813
ACCESSION NUMBER: 0001104659-23-077661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230703
DATE AS OF CHANGE: 20230703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rombotis Spiro George
CENTRAL INDEX KEY: 0001357396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50626
FILM NUMBER: 231065785
MAIL ADDRESS:
STREET 1: C/O CYCLACEL PHARMACEUTICALS, INC.
STREET 2: 200 CONNELL DRIVE, SUITE 1500
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER NAME:
FORMER CONFORMED NAME: Rombotis Spiro
DATE OF NAME CHANGE: 20060324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cyclacel Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001130166
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 911766850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CONNELL DRIVE
STREET 2: SUITE 1500
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
BUSINESS PHONE: 908-517-7330
MAIL ADDRESS:
STREET 1: 200 CONNELL DRIVE
STREET 2: SUITE 1500
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER COMPANY:
FORMER CONFORMED NAME: XCYTE THERAPIES INC
DATE OF NAME CHANGE: 20001218
4
1
tm2320411-9_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-30
0
0001130166
Cyclacel Pharmaceuticals, Inc.
CYCC
0001357396
Rombotis Spiro George
C/O CYCLACEL PHARMACEUTICALS, INC.
200 CONNELL DRIVE, SUITE 1500
BERKELEY HEIGHTS
NJ
07922
1
1
0
0
President and CEO
0
Stock Option (right to buy)
0.5891
2023-06-30
4
A
0
110000
0
A
2024-06-30
2033-06-30
Common Stock
110000
110000
D
The reporting person received an award of 110,000 options on June 30, 2023, which shall vest in full on June 30, 2026, provided, however, that if certain clinical milestones are achieved then such options shall vest in full earlier in connection with such achievement.
/s/ Spiro Rombotis
2023-07-03