0001127602-20-007403.txt : 20200224 0001127602-20-007403.hdr.sgml : 20200224 20200224193804 ACCESSION NUMBER: 0001127602-20-007403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Treece Christopher G CENTRAL INDEX KEY: 0001325532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 20646726 MAIL ADDRESS: STREET 1: 1331 17TH STREET STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-20 0001130144 SIERRA BANCORP BSRR 0001325532 Treece Christopher G 86 NORTH MAIN STREET PORTERVILLE CA 93257 1 EVP/Chief Financial Officer Stock Options 27.11 2020-02-20 4 A 0 18440 27.11 A 2025-02-20 2030-02-20 Common Stock 18440 18440 D Stock Options 27.11 2020-02-20 4 A 0 1560 27.11 A 2025-02-20 2030-02-20 Common Stock 1560 1560 D The option vests in installments of 20% or 3,688 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025. The option vests in installments of 20% or 312 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025 /s/ Christopher G. Treece 2020-02-24