0001127602-19-031940.txt : 20191105 0001127602-19-031940.hdr.sgml : 20191105 20191105165736 ACCESSION NUMBER: 0001127602-19-031940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardunio James F CENTRAL INDEX KEY: 0001321939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 191194080 MAIL ADDRESS: STREET 1: 86 N.MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-04 0001130144 SIERRA BANCORP BSRR 0001321939 Gardunio James F 86 N. MAIN STREET PORTERVILLE CA 93257 1 EVP/Chief Credit Officer Common Stock 2019-11-04 4 M 0 838 8.80 A 838 D Common Stock 2019-11-04 4 S 0 838 27.7404 D 0 D Common Stock 2019-11-05 4 M 0 3162 8.80 A 3162 D Common Stock 2019-11-05 4 S 0 3162 27.7699 D 0 D Stock Options 8.80 2019-11-04 4 M 0 838 0 D 2009-11-19 2019-11-19 Common Stock 838 3162 D Stock Options 8.80 2019-11-05 4 M 0 3162 0 D 2009-11-19 2019-11-19 Common Stock 3162 0 D /s/ James F. Gardunio 2019-11-05