0001104659-21-143218.txt : 20211123 0001104659-21-143218.hdr.sgml : 20211123 20211123212429 ACCESSION NUMBER: 0001104659-21-143218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THARP MORRIS A CENTRAL INDEX KEY: 0001168759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 211440943 MAIL ADDRESS: STREET 1: 86 N MAIN ST CITY: PORTERVILLE STATE: CA ZIP: 93257 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 tm2133836-11_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-19 0 0001130144 SIERRA BANCORP BSRR 0001168759 THARP MORRIS A 86 N. MAIN STREET PORTERVILLE CA 93257 1 0 0 0 Common Stock 2021-11-19 4 A 0 1104 0 A 4437 D Common Stock 512560 D Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. /s/ Morris A. Tharp 2021-11-23