0001104659-21-143201.txt : 20211123 0001104659-21-143201.hdr.sgml : 20211123 20211123210052 ACCESSION NUMBER: 0001104659-21-143201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPhaill Kevin J CENTRAL INDEX KEY: 0001349140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 211440856 MAIL ADDRESS: STREET 1: 86 N MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 tm2133836-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-19 0 0001130144 SIERRA BANCORP BSRR 0001349140 McPhaill Kevin J 86 N. MAIN STREET PORTERVILLE CA 93257 0 1 0 0 President/CEO Common Stock 2021-11-19 4 A 0 2301 0 A 32328 D Common Stock 2021-11-19 4 A 0 3451 0 A 35779 D Common Stock 17199 D Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture uponthe occurrence of certain events specified in the agreement underlying such grant. Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. /s/ Kevin J. McPhaill 2021-11-23