0001104659-21-143196.txt : 20211123
0001104659-21-143196.hdr.sgml : 20211123
20211123205610
ACCESSION NUMBER: 0001104659-21-143196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211119
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Treece Christopher G
CENTRAL INDEX KEY: 0001325532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33063
FILM NUMBER: 211440845
MAIL ADDRESS:
STREET 1: 1331 17TH STREET
STREET 2: SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIERRA BANCORP
CENTRAL INDEX KEY: 0001130144
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 330937517
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 86 NORTH MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
BUSINESS PHONE: 5597824900
MAIL ADDRESS:
STREET 1: 86 NORTH MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
4
1
tm2133836-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-11-19
0
0001130144
SIERRA BANCORP
BSRR
0001325532
Treece Christopher G
86 NORTH MAIN STREET
PORTERVILLE
CA
93257
0
1
0
0
EVP/Chief Financial Officer
Common Stock
2021-11-19
4
A
0
1380
0
A
21398
D
Common Stock
2021-11-19
4
A
0
2071
0
A
23469
D
Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.
/s/ Christopher G. Treece
2021-11-23