0000950142-16-003837.txt : 20160602 0000950142-16-003837.hdr.sgml : 20160602 20160602153806 ACCESSION NUMBER: 0000950142-16-003837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160531 FILED AS OF DATE: 20160602 DATE AS OF CHANGE: 20160602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKERNAN JOHN R JR CENTRAL INDEX KEY: 0001129822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 161692374 MAIL ADDRESS: STREET 1: 300 SIXTH AVE STREET 2: 8TH FLOOR CITY: PITTSBURGH STATE: PA ZIP: 75222 4 1 es1600665_4-mckernan.xml OWNERSHIP DOCUMENT X0306 4 2016-05-31 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001129822 MCKERNAN JOHN R JR C/O HOUGHTON MIFFLIN HARCOURT CO., 222 BERKELEY STREET BOSTON MA 02116 1 0 0 0 Common Stock 2016-05-31 4 M 0 3222 0.00 A 19229 D Restricted Stock Units 2016-05-31 4 M 0 3222 0.00 D Common Stock 3222 0 D Restricted Stock Units 2016-05-31 4 A 0 4942 0.00 A Common Stock 4942 4942 D Each restricted stock unit represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. The restricted stock units vested on May 31, 2016 and were settled in exchange for a like amount of shares of the Company's common stock. These restricted stock units vest upon separation from service on the Company's board of directors. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2016-06-02