0001571049-16-016254.txt : 20160624 0001571049-16-016254.hdr.sgml : 20160624 20160624162016 ACCESSION NUMBER: 0001571049-16-016254 CONFORMED SUBMISSION TYPE: 25 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 EFFECTIVENESS DATE: 20160624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE CENTRAL INDEX KEY: 0001129633 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 060493340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 25 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16517 FILM NUMBER: 161731311 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 25 1 t1601605_f25.htm FORM 25
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 25

 

NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 001-16517

 

  Issuer:       THE PHOENIX COMPANIES, INC  
  Exchange: NEW YORK STOCK EXCHANGE LLC  

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

 

Address:   One American Row
    Hartford,
    CONNECTICUT
    06102-5056
     
Telephone number:   (860) 403-5000

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

 

7.45% Quarterly Interest Bonds due 2032

(Description of class of securities)

  

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

¨17 CFR 240.12d2-2(a)(1)

¨17 CFR 240.12d2-2(a)(2)

¨17 CFR 240.12d2-2(a)(3)

¨17 CFR 240.12d2-2(a)(4)

¨Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1

xPursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

 

Pursuant to the requirements for the Securities Exchange Act of 1934, THE PHOENIX COMPANIES, INC. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

    By        
2016-06-24       Naomi Baline Kleinman   Vice President
Date       Name   Title

 

1Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.