-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QP6W+zSB299sBiXVXVD0MF5iR8MGMnnD6SVa/DtGTlZ3QddQz2vXoetk1lFAU3JS 2HVmqLwpuPXXPBn1aHdi7g== 0001354488-10-001501.txt : 20100513 0001354488-10-001501.hdr.sgml : 20100513 20100513085043 ACCESSION NUMBER: 0001354488-10-001501 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100507 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE CENTRAL INDEX KEY: 0001129633 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 060493340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16517 FILM NUMBER: 10826593 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 8-K 1 pnx_8k.htm CURRENT REPORT The Phoenix Companies, Inc.


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

———————

FORM 8-K

———————

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported): May 7, 2010


The Phoenix Companies, Inc.

(Exact name of registrant as specified in its charter)


Delaware

001-16517

06-1599088

(State or other jurisdiction

(Commission File Number)

(IRS Employer

of incorporation)

 

Identification No.)



One American Row, Hartford, CT

06102-5056

(Address of Principal Executive Offices)

(Zip Code)

 

 

Registrant’s telephone number, including area code:

(860) 403-5000


NOT APPLICABLE

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




Item 5.07  Submission of Matters to a Vote of Security Holders


(a)

The 2010 annual meeting of The Phoenix Companies, Inc. (the “Company”) shareholders was held on May 7, 2010.


(b)

At the meeting:

(1)

the four nominees named in the Company’s proxy statement dated March 23, 2010, Arthur P. Byrne, Ann Maynard Gray, Arthur F. Weinbach and James D. Wehr were elected to serve as directors for a three-year term expiring in 2013; and

(2)

the selection of PricewaterhouseCoopers LLP to serve as the independent auditor of the Company for 2010 was ratified.


(c)

Voting results for each matter are set forth below.

(1)

election of four directors:


 

Director Name

 

For

 

Withheld

 

Broker

Non-Votes

 


Arthur P. Byrne

     

37,669,257

     

2,195,243

     

35,604,572

 


Ann Maynard Gray

  

37,840,441

  

2,024,059

  

35,604,572

 


Arthur F. Weinbach

  

37,868,871

  

1,995,629

  

35,604,572

 


James D. Wehr

  

39,250,285

  

614,215

  

35,604,572

             

There were no abstentions on this matter.


(2)

ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2010:


 

FOR

AGAINST

ABSTAIN

 

74,731,222

579,205

158,645




* * * * *





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE PHOENIX COMPANIES, INC.

 

 

 

Date:  May 13, 2010

 

By:

/s/ John T. Mulrain

 

 

Name:

John T. Mulrain

 

 

Title:

Senior Vice President, General Counsel and Secretary




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