0001225208-16-029329.txt : 20160307
0001225208-16-029329.hdr.sgml : 20160307
20160307184058
ACCESSION NUMBER: 0001225208-16-029329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150514
FILED AS OF DATE: 20160307
DATE AS OF CHANGE: 20160307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE
CENTRAL INDEX KEY: 0001129633
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 060493340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
BUSINESS PHONE: 8604035000
MAIL ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILKOS CHRISTOPHER M
CENTRAL INDEX KEY: 0001491660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16517
FILM NUMBER: 161489885
MAIL ADDRESS:
STREET 1: ONE AMERICAN ROW
CITY: HARTFORD
STATE: CT
ZIP: 06102-5056
4
1
doc4.xml
X0306
4
2015-05-14
0001129633
PHOENIX COMPANIES INC/DE
PNX
0001491660
WILKOS CHRISTOPHER M
ONE AMERICAN ROW
HARTFORD
CT
06102-5056
1
EVP, Chief Investment Officer
Common
6587.0000
D
Common
2449.1400
I
By 401(k)
Restricted Stock Unit (2015)
0.0000
2015-05-14
4
A
0
3425.0000
0.0000
A
Common
3425.0000
3425.0000
D
Stock Option (Right to Buy)
196.8000
2018-02-13
Common
1374.0000
1374.0000
D
Stock Option (Right to Buy)
56.8000
2020-03-08
Common
832.0000
832.0000
D
Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control.
The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
/s/ Christopher M Wilkos
2016-03-07