0001225208-15-022771.txt : 20151221
0001225208-15-022771.hdr.sgml : 20151221
20151221161230
ACCESSION NUMBER: 0001225208-15-022771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151218
FILED AS OF DATE: 20151221
DATE AS OF CHANGE: 20151221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE
CENTRAL INDEX KEY: 0001129633
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 060493340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
BUSINESS PHONE: 8604035000
MAIL ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON WESTLEY V
CENTRAL INDEX KEY: 0001228941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16517
FILM NUMBER: 151299592
MAIL ADDRESS:
STREET 1: THE PHOENIX COMPANIES, INC.
STREET 2: ONE AMERICAN ROW
CITY: HARTFORD
STATE: CT
ZIP: 06102
4
1
doc4.xml
X0306
4
2015-12-18
0001129633
PHOENIX COMPANIES INC/DE
PNX
0001228941
THOMPSON WESTLEY V
ONE AMERICAN ROW
HARTFORD
CT
06102-5056
1
Restricted Stock Units (Director Retainer)
2015-12-18
4
A
0
410.7340
0.0000
A
Common
410.7340
5023.0980
D
In accordance with the Directors Equity Deferral Plan, the Reporting Person received the reported Restricted Stock Units ("RSUs") as a portion of the Reporting Person's compensation as a member of the Board of Directors. Each RSU represents the right to receive one share of common stock and the underlying shares of common stock will be issued, without consideration, following the termination of the Reporting Person's service as a member of the Board of Directors.
/s/ John H. Beers, Attorney-in-Fact
2015-12-21