0001214659-16-012346.txt : 20160622
0001214659-16-012346.hdr.sgml : 20160622
20160622163038
ACCESSION NUMBER: 0001214659-16-012346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160620
FILED AS OF DATE: 20160622
DATE AS OF CHANGE: 20160622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE
CENTRAL INDEX KEY: 0001129633
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 060493340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
BUSINESS PHONE: 8604035000
MAIL ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCNEILL ERNEST M. JR.
CENTRAL INDEX KEY: 0001618015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16517
FILM NUMBER: 161726850
MAIL ADDRESS:
STREET 1: ONE AMERICAN ROW
CITY: HARTFORD
STATE: CT
ZIP: 06102
4
1
marketforms-35814.xml
PRIMARY DOCUMENT
X0306
4
2016-06-20
true
0001129633
PHOENIX COMPANIES INC/DE
PNX
0001618015
MCNEILL ERNEST M. JR.
ONE AMERICAN ROW
HARTFORD
CT
06102-5056
false
true
false
false
SVP & Chief Accounting Officer
Restricted Stock Units
2016-06-20
4
D
false
2193
D
Common Stock
2193
0
D
On June 20, 2016, Nassau Reinsurance Group Holdings, L.P. ("Nassau") acquired The Phoenix Companies, Inc. (the "Company") pursuant to the Agreement and Plan of Merger by and among Nassau, Davero Merger Sub Corp., a direct wholly-owned subsidiary of Nassau ("Merger Sub"), and the Company, dated as of September 28, 2015 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Nassau. As a result of the Merger, the Company ceased to be a publicly traded company.
Pursuant to the Merger Agreement, outstanding Restricted Stock Units ("RSUs"), whether vested or unvested, were cancelled at the effective time of the Merger and converted into the right to receive, without interest, an amount equal to the product of the number of shares previously subject to the RSUs and the Merger Consideration less any required withholding taxes.
/s/ John H. Beers, Attorney-in-Fact
2016-06-20