-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3atEsuArWwlGtgz9eMeo+pnXmyd/qvaRSEKtyl9s08oD/Pp4Spsisd5sATei1la NnhQByU8qVF53EQb14JeVQ== 0001129633-02-000029.txt : 20021224 0001129633-02-000029.hdr.sgml : 20021224 20021224113415 ACCESSION NUMBER: 0001129633-02-000029 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 ITEM INFORMATION: Change in fiscal year FILED AS OF DATE: 20021224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE CENTRAL INDEX KEY: 0001129633 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 060493340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16517 FILM NUMBER: 02868237 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 06012 8-K 1 pnx8k_122402.htm SENIOR REVOLVING CREDIT FACILITY 
                                  UNITED STATES

                       SECURITIES AND EXCHANGE COMMISSION

                             WASHINGTON, D.C. 20549


                                   FORM 8-K

                               CURRENT REPORT

     Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

                    Date of Report: December 23, 2002
                        (Date of earliest event reported)


                    THE PHOENIX COMPANIES, INC.
             (Exact name of registrant as specified in its charter)



       Delaware                      1-16517                   06-0493340
(State or other                (Commission File Number)   (IRS Employer Identification No.)
jurisdiction of incorporation)


            One American Row, Hartford, Connecticut 06102-5056
               (Address of principal executive offices) (Zip Code)


                               860-403-5000
              (Registrant's telephone number, including area code)









Item 9.  Regulation FD Disclosure.



     On December  23, 2002,  The Phoenix  Companies,  Inc.  closed on a new $100
million 364-Day Unfunded  Unsecured  Senior Revolving Credit Facility  replacing
its $375 million Master Credit  Facility which was terminated  upon the pay-down
of a $125 million  outstanding  balance.  Potential  borrowers on the new credit
line are The Phoenix Companies,  Inc., Phoenix  Investment  Partners,  Inc., and
Phoenix  Life  Insurance  Company.   Significant   financial  covenants  include
maintaining,  at all times, a minimum consolidated  stockholders' equity of $1.7
billion, a maximum consolidated  debt-to-capital ratio, as defined, of 30% and a
minimum  risk-based  capital ratio of 225% for Phoenix Life  Insurance  Company.
Fleet Securities, Inc. and Bank of Montreal Nesbitt Burns were Co-Lead Arrangers
on the new facility.




                                   SIGNATURE


     Pursuant to the  requirements  of the Securities  Exchange Act of 1934, the
Registrant  has duly  caused  this  report  to be  signed  on its  behalf by the
undersigned thereunto duly authorized.



                                                     THE PHOENIX COMPANIES, INC.


                                               By: /s/ Scott R. Lindquist
                                               Name: Scott R. Lindquist
                                               Title: Vice President and
                                                      Chief Accounting Officer








Date: December 24, 2002
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