8-K 1 pnx_8k.htm CURRENT REPORT The Phoenix Companies, Inc.


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

———————

FORM 8-K

———————

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported): September 28, 2009


The Phoenix Companies, Inc.

(Exact name of registrant as specified in its charter)


Delaware

001-16517

06-1599088

(State or other jurisdiction

(Commission File Number)

(IRS Employer

of incorporation)

 

Identification No.)



One American Row, Hartford, CT

06102 -5056

(Address of Principal Executive Offices)

(Zip Code)

 

 

Registrant’s telephone number, including area code:

(860) 403-5000


 

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



Item 8.01

Other Events.


On September 28, 2009, The Phoenix Companies, Inc. issued a press release announcing that the Board of Directors of Phoenix Life Insurance Company voted to maintain the current policy dividend scales for 2010.  The press release is furnished as Exhibit 99 hereto and is incorporated herein by reference.



Item 9.01

Financial Statements and Exhibits.


(d)

Exhibit


The following exhibit is furnished herewith:


99

Press Release of The Phoenix Companies, Inc. dated September 28, 2009.






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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE PHOENIX COMPANIES, INC.

 

 

 

Date:  September 28, 2009

 

By:

/s/ John T. Mulrain

 

Name:

John T. Mulrain

 

Title:

Senior Vice President, General
Counsel and Secretary




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