8-K 1 pnx_63702-8k.txt CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 17, 2003 THE PHOENIX COMPANIES, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 1-16517 06-0493340 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer I.D. Incorporation) Number) One American Row, Hartford, CT 06102-5056 (Address of Principal Executive Offices) (Zip Code) (860) 403-5000 (Registrant's Telephone Number, including area code) ITEM 9. REGULATION FD DISCLOSURE The Company today released the message to employees contained in Exhibit 99.1. The following exhibit is furnished herewith: Exhibit 99.1 - Announcement to employees of The Phoenix Companies, Inc. dated October 17, 2003, concerning the resignation of Sue A. Collins as Executive Vice President. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE PHOENIX COMPANIES, INC. Date: October 17, 2003 By: /s/ Bonnie J. Malley -------------------------------------- Name: Bonnie J. Malley Title: Senior Vice President