-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AMM3k67uSTydJdnp2wwyf24PIvcGTpRxo4/Tk+ejvL9vlzut/IorhzSINAL3zVT+ 8IL8XW4CJogx++BFNzsdfw== 0000949377-03-000263.txt : 20030409 0000949377-03-000263.hdr.sgml : 20030409 20030409161829 ACCESSION NUMBER: 0000949377-03-000263 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030409 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20030409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE CENTRAL INDEX KEY: 0001129633 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 060493340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16517 FILM NUMBER: 03644238 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 06012 8-K 1 pnx60739_8-k.htm FORM 8-K 
                                       Securities and Exchange Commission
                                             Washington, D.C. 20549

                                     --------------------------------------


                                                    FORM 8-K

                                                 CURRENT REPORT
                                     PURSUANT TO SECTION 13 OR 15(d) OF THE
                                        SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported):  April 9, 2003


                                          The Phoenix Companies, Inc.
                           ---------------------------------------------------------
                               (Exact Name of Registrant as Specified in Charter)


            Delaware                                  1-16517                             06-0493340
- ----------------------------------        --------------------------------      -------------------------------
  (State or Other Jurisdiction                (Commission File Number)                   (IRS Employer
       of Incorporation)                                                               Identification No.)


              One American Row, Hartford, CT                                      06102-5056
- ----------------------------------------------------------     ------------------------------------------------
         (Address of Principal Executive Offices)                                 (Zip Code)


       Registrant's telephone number, including area code:                         (860) 403-5000
                                                                     ------------------------------------------



                                                     NOT APPLICABLE
                                 ---------------------------------------------------
                            (Former Name or Former Address, if Changed Since Last Report)






ITEM 9. REGULATION FD DISCLOSURE

        On December 12, 2002, The Phoenix Companies, Inc. filed a Form 8-K that stated it was considering a
potential securitization of the residual assets associated with its closed block. The company has now concluded
a strategic review and reached a decision not to proceed with the securitization at this time. The company
determined that the cost of financing currently exceeds the benefits of the potential uses of the proceeds. The
company has developed a transaction structure, however, which would facilitate access to securitization
financing in the future.

        Separately, a search continues for a new president of the company's investment management subsidiary,
Phoenix Investment Partners.





                                                   SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.

                                                THE PHOENIX COMPANIES, INC.


Date: April 9, 2003                             By:                     /s/ Carole A. Masters
                                                     ----------------------------------------------------------
                                                     Name:   Carole A. Masters
                                                     Title:  Vice President
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