The Phoenix Companies, Inc.
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Common Stock, $0.01 par value per share
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71902E604
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Joseph Mause
Standard General L.P.
767 Fifth Avenue, 12th Floor
New York, NY 10153
Tel. No.: 212-257-4701
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
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January 5, 2016
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(Date of Event which Requires Filing of this Statement)
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1
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Names of Reporting Persons.
Standard General L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
|
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(b) [ ]
|
|
3
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SEC Use Only
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4
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Source of Funds (See Instructions):
AF
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
|
6
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
248,173
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
248,173
|
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
248,173
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12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
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Percent of Class Represented by Amount in Row (11)
4.3%
|
14
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Type of Reporting Person (See Instructions)
IA (investment adviser)
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1
|
Names of Reporting Persons.
Standard General Master Fund L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) [ ]
|
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(b) [ ]
|
|
3
|
SEC Use Only
|
4
|
Source of Funds (See Instructions):
WC
|
5
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
|
6
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Citizenship or Place of Organization.
Cayman Islands
|
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
179,418
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
179,418
|
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
179,418
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
|
Percent of Class Represented by Amount in Row (11)
3.1%
|
14
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Type of Reporting Person (See Instructions)
PN (partnership)
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1
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Names of Reporting Persons.
P Standard General Ltd.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) [ ]
|
|
(b) [ ]
|
|
3
|
SEC Use Only
|
4
|
Source of Funds (See Instructions):
WC
|
5
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
|
6
|
Citizenship or Place of Organization.
British Virgin Islands
|
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
68,755
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
68,755
|
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
68,755
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
|
Percent of Class Represented by Amount in Row (11)
1.2%
|
14
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Type of Reporting Person (See Instructions)
CO (corporation)
|
1
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Names of Reporting Persons.
Soohyung Kim
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2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) [ ]
|
|
(b) [ ]
|
|
3
|
SEC Use Only
|
4
|
Source of Funds (See Instructions):
AF
|
5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
|
6
|
Citizenship or Place of Organization.
United States
|
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
248,173
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
248,173
|
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
248,173
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
|
Percent of Class Represented by Amount in Row (11)
4.3%
|
14
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Type of Reporting Person (See Instructions)
IN
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Item 5.
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Interest in Securities of the Issuer
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Transaction
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Date
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No. Shares Sold by the Master Fund
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No. Shares Sold by P Standard General
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Total No. Shares Sold
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Price Per Share
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Open market sale
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1/05/2016
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28,634
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10,973
|
39,607
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$ 36.9528
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Open market sale
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1/06/2016 | 7,582 | 2,905 | 10,487 | $ 36.9508 |
STANDARD GENERAL L.P.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer
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STANDARD GENERAL MASTER FUND L.P.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer of Standard General L.P., its investment manager
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P STANDARD GENERAL LTD.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer of Standard General L.P., its investment manager
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SOOHYUNG KIM
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/s/ Soohyung Kim
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Soohyung Kim, Individually
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