The Phoenix Companies, Inc.
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Common Stock, $0.01 par value per share
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71902E604
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Joseph Mause
Standard General L.P.
767 Fifth Avenue, 12th Floor
New York, NY 10153
Tel. No.: 212-257-4701
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
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June 26, 2015
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(Date of Event which Requires Filing of this Statement)
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1
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Names of Reporting Persons.
Standard General L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
|
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3
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SEC Use Only
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4
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Source of Funds (See Instructions):
AF
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
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6
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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7 Sole Voting Power
0
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8 Shared Voting Power
380,316
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
380,316
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
380,316
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
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Percent of Class Represented by Amount in Row (11)
6.6%
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14
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Type of Reporting Person (See Instructions)
IA (investment adviser)
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1
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Names of Reporting Persons.
Standard General Master Fund L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
|
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3
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SEC Use Only
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4
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Source of Funds (See Instructions):
WC
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
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6
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Citizenship or Place of Organization.
Cayman Islands
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
274,953
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
274,953
|
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
274,953
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
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Percent of Class Represented by Amount in Row (11)
4.7%
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14
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Type of Reporting Person (See Instructions)
PN (partnership)
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1
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Names of Reporting Persons.
P Standard General Ltd.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
|
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(b) [ ]
|
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3
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SEC Use Only
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4
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Source of Funds (See Instructions):
WC
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
|
6
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Citizenship or Place of Organization.
British Virgin Islands
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
105,363
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
105,363
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11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
105,363
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
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Percent of Class Represented by Amount in Row (11)
1.8%
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14
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Type of Reporting Person (See Instructions)
CO (corporation)
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1
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Names of Reporting Persons.
Soohyung Kim
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
|
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(b) [ ]
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3
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SEC Use Only
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4
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Source of Funds (See Instructions):
AF
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
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6
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Citizenship or Place of Organization.
United States
|
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7 Sole Voting Power
0
|
8 Shared Voting Power
380,316
|
|
9 Sole Dispositive Power
0
|
|
10 Shared Dispositive Power
380,316
|
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
380,316
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
13
|
Percent of Class Represented by Amount in Row (11)
6.6%
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14
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Type of Reporting Person (See Instructions)
IN
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Item 1.
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Security and Issuer
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Item 2.
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Identity and Background
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Item 3.
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Source and Amount of Funds or Other Consideration
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Item 4.
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Purpose of Transaction
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Item 5.
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Interest in Securities of the Issuer
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Transaction
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Date
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No. Shares Purchased by the Master Fund
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No. Shares Purchased by P Standard General
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Total No. Shares Purchased
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Price Per Share
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Open market purchase
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06/04/2015
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72
|
28
|
100
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$ 17.700
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Open market purchase
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06/04/2015
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3,060
|
1,170
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4,230
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$ 17.846
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Open market purchase
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06/05/2015
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8,970
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3,430
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12,400
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$ 17.976
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Open market purchase
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06/08/2015
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10,851
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4,149
|
15,000
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$ 17.958
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Open market purchase
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06/09/2015
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5,458
|
2,087
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7,545
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$ 17.955
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Open market purchase
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06/10/2015
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5,426
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2,074
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7,500
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$ 18.965
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Open market purchase
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06/11/2015
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4,702
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1,798
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6,500
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$ 19.105
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Open market purchase
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06/12/2015
|
145
|
55
|
200
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$ 18.900
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Open market purchase
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06/15/2015
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7,958
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3,042
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11,000
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$ 19.052
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Open market purchase
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06/16/2015
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10,955
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4,189
|
15,144
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$ 18.943
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Open market purchase
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06/17/2015
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9,549
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3,651
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13,200
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$ 18.890
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Open market purchase
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06/18/2015
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5,850
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2,250
|
8,100
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$ 18.985
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Open market purchase
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06/19/2015
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7,455
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2,868
|
10,323
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$ 18.820
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Open market purchase
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06/22/2015
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3,691
|
1,409
|
5,100
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$ 18.653
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Open market purchase
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06/23/2015
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7,238
|
2,762
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10,000
|
$ 19.065
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Open market purchase
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06/24/2015
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5,983
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2,283
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8,266
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$ 18.952
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Open market purchase
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06/25/2015
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17,594
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6,715
|
24,309
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$ 18.768
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Open market purchase
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06/26/2015
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75,997
|
29,003
|
105,000
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$ 18.944
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Open market purchase
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06/29/2015
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18,454
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7,046
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25,500
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$ 17.857
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Open market purchase
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06/30/2015
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4,342
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1,658
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6,000
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$ 17.483
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Item 7.
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Material to Be Filed as Exhibits
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Exhibit 99.1
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The Joint Filing Agreement, executed by and among the Reporting Persons, dated July 2, 2015.
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STANDARD GENERAL L.P.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer
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STANDARD GENERAL MASTER FUND L.P.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer of Standard General L.P., its investment manager
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P STANDARD GENERAL LTD.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer of Standard General L.P., its investment manager
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SOOHYUNG KIM
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/s/ Soohyung Kim
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Soohyung Kim, Individually
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STANDARD GENERAL L.P.
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By: /s/ Joseph Mause
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Name: Joseph Mause
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Title: Chief Financial Officer
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STANDARD GENERAL MASTER FUND L.P.
|
|
By: /s/ Joseph Mause
|
|
Name: Joseph Mause
|
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Title: Chief Financial Officer of Standard General L.P., its investment manager
|
|
P STANDARD GENERAL LTD.
|
|
By: /s/ Joseph Mause
|
|
Name: Joseph Mause
|
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Title: Chief Financial Officer of Standard General L.P., its investment manager
|
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SOOHYUNG KIM
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/s/ Soohyung Kim
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Soohyung Kim
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