0001544110-12-000001.txt : 20120327
0001544110-12-000001.hdr.sgml : 20120327
20120327203747
ACCESSION NUMBER: 0001544110-12-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120327
FILED AS OF DATE: 20120327
DATE AS OF CHANGE: 20120327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ascher Brian D.
CENTRAL INDEX KEY: 0001544110
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12718451
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001129260
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 943354663
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
BUSINESS PHONE: 408-882-5100
MAIL ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
FORMER COMPANY:
FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC
DATE OF NAME CHANGE: 20001204
3
1
edgar.xml
PRIMARY DOCUMENT
X0205
3
2012-03-27
0
0001129260
VOCERA COMMUNICATIONS, INC.
VCRA
0001544110
Ascher Brian D.
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
1
0
1
0
Series C Convertible Preferred Stock
Common Stock
2105262
I
By Funds
Series D Convertible Preferred Stock
Common Stock
421214
I
By Funds
Series E Convertible Preferred Stock
Common Stock
113811
I
By Funds
Series F Convertible Preferred Stock
Common Stock
222317
I
By Funds
Series E Convertible Pref St Purchase Warrant (right to buy)
6.61
2015-10-19
Series E Convertible Preferred Stock
34142
I
By Funds
The Series C Convertible Preferred Stock ("Series C Preferred") is convertible into Common Stock on a one-for-one basis at any time at the holder's election and has no expiration date.
Consists of (i) 1,684,210 shares of Series C Preferred held by Venrock Associates III, L.P. ("VA III"), (ii) 378,947 shares of Series C Preferred held by Venrock Associates ("VA"), and (iii) 42,105 shares of Series C Preferred held by Venrock Entrepreneurs Fund III, L.P. ("VEF III"). Venrock Management III, LLC ("VM III") is the general partner of VA III. VEF Management III, LLC ("VEFM") is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. Brian D. Ascher is a member of VM III and may be deemed to beneficially own all of the shares held by VA III. Mr. Ascher disclaims beneficial ownership of these shares except to the extent of his indirect pecuniary interest therein.
The Series D Convertible Preferred Stock ("Series D Preferred") is convertible into Common Stock on a one-for-one basis at any time at the holder's election and has no expiration date.
Consists of (i) 336,972 shares of Series D Preferred held by VA III, (ii) 75,818 shares of Series D Preferred held by VA, and (iii) 8,424 shares of Series D Preferred held by VEF III. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. Mr. Ascher is a member of VM III and may be deemed to beneficially own all of the shares held by VA III. Mr. Ascher disclaims beneficial ownership of these shares except to the extent of his indirect pecuniary interest therein.
The Series E Convertible Preferred Stock ("Series E Preferred") is convertible into Common Stock on a one-for-one basis at any time at the holder's election and has no expiration date.
Consists of (i) 91,049 shares of Series E Preferred held by VA III, (ii) 20,486 shares of Series E Preferred held by VA, and (iii) 2,276 shares of Series E Preferred held by VEF III. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. Mr. Ascher is a member of VM III and may be deemed to beneficially own all of the shares held by VA III. Mr. Ascher disclaims beneficial ownership of these shares except to the extent of his indirect pecuniary interest therein.
The Series F Convertible Preferred Stock ("Series F Preferred") is convertible into Common Stock on a one-for-one basis at any time at the holder's election and has no expiration date.
Consists of (i) 177,854 shares of Series F Preferred held by VA III, (ii) 40,017 shares of Series F Preferred held by VA, and (iii) 4,446 shares of Series F Preferred held by VEF III. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. Mr. Ascher is a member of VM III and may be deemed to beneficially own all of the shares held by VA III. Mr. Ascher disclaims beneficial ownership of these shares except to the extent of his indirect pecuniary interest therein.
Immediately exercisable.
Consists of (i) 27,315 shares of Series E Preferred issuable upon the exercise of warrants held by VA III, (ii) 6,145 shares of Series E Preferred issuable upon the exercise of warrants held by VA, and (iii) 682 shares of Series E Preferred issuable upon the exercise of warrants held by VEF III. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. Mr. Ascher is a member of VM III and may be deemed to beneficially own all of the shares held by VA III. Mr. Ascher disclaims beneficial ownership of these shares except to the extent of his indirect pecuniary interest therein.
/s/ Brian D. Ascher
2012-03-27