0001209191-12-020045.txt : 20120327
0001209191-12-020045.hdr.sgml : 20120327
20120327153735
ACCESSION NUMBER: 0001209191-12-020045
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120327
FILED AS OF DATE: 20120327
DATE AS OF CHANGE: 20120327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kellman Joel D
CENTRAL INDEX KEY: 0001322039
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717128
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ng Thomas
CENTRAL INDEX KEY: 0001425332
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717127
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bonham Scott
CENTRAL INDEX KEY: 0001425468
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717129
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothrock Ray A.
CENTRAL INDEX KEY: 0001500899
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717131
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001129260
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 943354663
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
BUSINESS PHONE: 408-882-5100
MAIL ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
FORMER COMPANY:
FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC
DATE OF NAME CHANGE: 20001204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANITE GLOBAL VENTURES L.P.
CENTRAL INDEX KEY: 0001169127
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717126
BUSINESS ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-475-2150
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: GRANITE GLOBAL VENTURES LP
DATE OF NAME CHANGE: 20020313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANITE GLOBAL VENTURES (Q.P.) L.P.
CENTRAL INDEX KEY: 0001169201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717125
BUSINESS ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-475-2150
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: GRANITE GLOBAL VENTURES QP LP
DATE OF NAME CHANGE: 20020314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN ANTHONY
CENTRAL INDEX KEY: 0001199723
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717130
MAIL ADDRESS:
STREET 1: 2494 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Granite Global Ventures L.L.C.
CENTRAL INDEX KEY: 0001352838
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 12717132
BUSINESS ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650 475-2150
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD
STREET 2: SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: Granite Global Vnetures L.L.C.
DATE OF NAME CHANGE: 20060209
3
1
c28132_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0205
3
2012-03-27
0
0001129260
VOCERA COMMUNICATIONS, INC.
VCRA
0001169127
GRANITE GLOBAL VENTURES L.P.
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001169201
GRANITE GLOBAL VENTURES (Q.P.) L.P.
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001352838
Granite Global Ventures L.L.C.
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001500899
Rothrock Ray A.
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001199723
SUN ANTHONY
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001425468
Bonham Scott
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001322039
Kellman Joel D
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
0001425332
Ng Thomas
C/O GGV CAPITAL
2494 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
0
0
1
0
Series D Convertible Preferred Stock
Common Stock
20478
I
By Granite Global Ventures L.P.
Series D Convertible Preferred Stock
Common Stock
1198469
I
By Granite Global Ventures (Q.P.) L.P.
Series E Convertible Preferred Stock
Common Stock
922
I
By Granite Global Ventures L.P.
Series E Convertible Preferred Stock
Common Stock
53988
I
By Granite Global Ventures (Q.P.) L.P.
Series F Convertible Preferred Stock
Common Stock
6013
I
By Granite Global Ventures L.P.
Series F Convertible Preferred Stock
Common Stock
351914
I
By Granite Global Ventures (Q.P.) L.P.
Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)
6.61
2015-10-19
Series E Convertible Preferred Stock
276
I
By Granite Global Ventures L.P.
Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)
6.61
2015-10-19
Series E Convertible Preferred Stock
16196
I
By Granite Global Ventures (Q.P.) L.P.
Each share of Series D, Series E and Series F Convertible Preferred Stock is convertible into one share of common stock upon the completion of the Issuer's initial public offering and has no expiration date.
The shares are owned by Granite Global Ventures L.P. ("GGV LP"), which is under common control with Granite Global Ventures (Q.P.) L.P. ("QP LP"). Granite Global Ventures L.L.C. (the "General Partner") serves as the general partner of GGV LP and QP LP and possesses power to direct the voting and disposition of the shares owned by GGV LP and QP LP and may be deemed to have indirect beneficial ownership of the shares held by GGV LP and QP LP. The General Partner owns no securities of the Issuer directly. Messrs. Rothrock, Sun, Bonham, Kellman, Nada, and Ng are members of the investment committee of the General Partner and share voting and dispositive power over the shares held by GGV LP and QP LP. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein.
The shares are owned by QP LP. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein.
Immediately exercisable.
/s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. which serves as the sole General Partner to Granite Global Ventures L.P.
2012-03-27
/s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. which serves as the sole General Partner to Granite Global Ventures (Q.P.) L.P.
2012-03-27
/s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C.
2012-03-27
/s/ Hany M. Nada as Attorney-in-Fact for Ray A. Rothrock
2012-03-27
/s/ Hany M. Nada as Attorney-in-Fact for Anthony Sun
2012-03-27
/s/ Hany M. Nada as Attorney-in-Fact for Scott B. Bonham
2012-03-27
/s/ Hany M. Nada as Attorney-in-Fact for Joel D. Kellman
2012-03-27
/s/ Hany M. Nada as Attorney-in-Fact for Thomas K. Ng
2012-03-27