0001209191-12-020045.txt : 20120327 0001209191-12-020045.hdr.sgml : 20120327 20120327153735 ACCESSION NUMBER: 0001209191-12-020045 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120327 FILED AS OF DATE: 20120327 DATE AS OF CHANGE: 20120327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kellman Joel D CENTRAL INDEX KEY: 0001322039 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717128 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ng Thomas CENTRAL INDEX KEY: 0001425332 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717127 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonham Scott CENTRAL INDEX KEY: 0001425468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717129 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothrock Ray A. CENTRAL INDEX KEY: 0001500899 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717131 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC. CENTRAL INDEX KEY: 0001129260 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 943354663 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 RACE STREET STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95126-3495 BUSINESS PHONE: 408-882-5100 MAIL ADDRESS: STREET 1: 525 RACE STREET STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95126-3495 FORMER COMPANY: FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC DATE OF NAME CHANGE: 20001204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANITE GLOBAL VENTURES L.P. CENTRAL INDEX KEY: 0001169127 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717126 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: GRANITE GLOBAL VENTURES LP DATE OF NAME CHANGE: 20020313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANITE GLOBAL VENTURES (Q.P.) L.P. CENTRAL INDEX KEY: 0001169201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717125 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: GRANITE GLOBAL VENTURES QP LP DATE OF NAME CHANGE: 20020314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN ANTHONY CENTRAL INDEX KEY: 0001199723 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717130 MAIL ADDRESS: STREET 1: 2494 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Granite Global Ventures L.L.C. CENTRAL INDEX KEY: 0001352838 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 12717132 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: Granite Global Vnetures L.L.C. DATE OF NAME CHANGE: 20060209 3 1 c28132_4x0.xml MAIN DOCUMENT DESCRIPTION X0205 3 2012-03-27 0 0001129260 VOCERA COMMUNICATIONS, INC. VCRA 0001169127 GRANITE GLOBAL VENTURES L.P. C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001169201 GRANITE GLOBAL VENTURES (Q.P.) L.P. C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001352838 Granite Global Ventures L.L.C. C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001500899 Rothrock Ray A. C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001199723 SUN ANTHONY C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001425468 Bonham Scott C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001322039 Kellman Joel D C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001425332 Ng Thomas C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Series D Convertible Preferred Stock Common Stock 20478 I By Granite Global Ventures L.P. Series D Convertible Preferred Stock Common Stock 1198469 I By Granite Global Ventures (Q.P.) L.P. Series E Convertible Preferred Stock Common Stock 922 I By Granite Global Ventures L.P. Series E Convertible Preferred Stock Common Stock 53988 I By Granite Global Ventures (Q.P.) L.P. Series F Convertible Preferred Stock Common Stock 6013 I By Granite Global Ventures L.P. Series F Convertible Preferred Stock Common Stock 351914 I By Granite Global Ventures (Q.P.) L.P. Series E Conv. Pref. Stock Purch. Warrant (Right to Buy) 6.61 2015-10-19 Series E Convertible Preferred Stock 276 I By Granite Global Ventures L.P. Series E Conv. Pref. Stock Purch. Warrant (Right to Buy) 6.61 2015-10-19 Series E Convertible Preferred Stock 16196 I By Granite Global Ventures (Q.P.) L.P. Each share of Series D, Series E and Series F Convertible Preferred Stock is convertible into one share of common stock upon the completion of the Issuer's initial public offering and has no expiration date. The shares are owned by Granite Global Ventures L.P. ("GGV LP"), which is under common control with Granite Global Ventures (Q.P.) L.P. ("QP LP"). Granite Global Ventures L.L.C. (the "General Partner") serves as the general partner of GGV LP and QP LP and possesses power to direct the voting and disposition of the shares owned by GGV LP and QP LP and may be deemed to have indirect beneficial ownership of the shares held by GGV LP and QP LP. The General Partner owns no securities of the Issuer directly. Messrs. Rothrock, Sun, Bonham, Kellman, Nada, and Ng are members of the investment committee of the General Partner and share voting and dispositive power over the shares held by GGV LP and QP LP. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. The shares are owned by QP LP. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. Immediately exercisable. /s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. which serves as the sole General Partner to Granite Global Ventures L.P. 2012-03-27 /s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. which serves as the sole General Partner to Granite Global Ventures (Q.P.) L.P. 2012-03-27 /s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. 2012-03-27 /s/ Hany M. Nada as Attorney-in-Fact for Ray A. Rothrock 2012-03-27 /s/ Hany M. Nada as Attorney-in-Fact for Anthony Sun 2012-03-27 /s/ Hany M. Nada as Attorney-in-Fact for Scott B. Bonham 2012-03-27 /s/ Hany M. Nada as Attorney-in-Fact for Joel D. Kellman 2012-03-27 /s/ Hany M. Nada as Attorney-in-Fact for Thomas K. Ng 2012-03-27