0001209191-18-025362.txt : 20180418
0001209191-18-025362.hdr.sgml : 20180418
20180418161838
ACCESSION NUMBER: 0001209191-18-025362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180416
FILED AS OF DATE: 20180418
DATE AS OF CHANGE: 20180418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTHSTEIN STUART
CENTRAL INDEX KEY: 0001128865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34452
FILM NUMBER: 18761399
MAIL ADDRESS:
STREET 1: 2180 SAND HILL RD
STREET 2: STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Commercial Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001467760
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270467113
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O APOLLO GLOBAL MANAGEMENT, LLC
STREET 2: 9 WEST 57TH STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 515-3200
MAIL ADDRESS:
STREET 1: C/O APOLLO GLOBAL MANAGEMENT, LLC
STREET 2: 9 WEST 57TH STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-16
0
0001467760
Apollo Commercial Real Estate Finance, Inc.
ARI
0001128865
ROTHSTEIN STUART
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
1
0
0
President & CEO
Common Stock
2018-04-16
4
S
0
13654
17.854
D
271938
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2017.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.81 to $17.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
As of the transaction date, reported amount includes 225,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.
/s/ Stuart A. Rothstein
2018-04-18