0001209191-16-089450.txt : 20160105
0001209191-16-089450.hdr.sgml : 20160105
20160105200427
ACCESSION NUMBER: 0001209191-16-089450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Commercial Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001467760
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270467113
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O APOLLO GLOBAL MANAGEMENT, LLC
STREET 2: 9 WEST 57TH STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 515-3200
MAIL ADDRESS:
STREET 1: C/O APOLLO GLOBAL MANAGEMENT, LLC
STREET 2: 9 WEST 57TH STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTHSTEIN STUART
CENTRAL INDEX KEY: 0001128865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34452
FILM NUMBER: 161324993
MAIL ADDRESS:
STREET 1: 2180 SAND HILL RD
STREET 2: STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-31
0
0001467760
Apollo Commercial Real Estate Finance, Inc.
ARI
0001128865
ROTHSTEIN STUART
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
1
0
0
President & CEO
Common Stock
2015-12-31
4
F
0
28883
17.23
D
213507
D
Common Stock
2016-01-04
4
S
0
10000
17.0074
D
203507
D
Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person
arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.
Reported amount includes 146,667 RSUs.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2015.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.0000 to $17.0500, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Jessica L. Lomm, as Attorney-in-Fact
2016-01-05