0001225208-15-019080.txt : 20151002 0001225208-15-019080.hdr.sgml : 20151002 20151002161522 ACCESSION NUMBER: 0001225208-15-019080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE CENTRAL INDEX KEY: 0001129633 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 060493340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOUD SANFORD JR CENTRAL INDEX KEY: 0001128800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16517 FILM NUMBER: 151140486 MAIL ADDRESS: STREET 1: 3820 STATE STREET CITY: SANTA BARBARA STATE: CA ZIP: 93105 4 1 doc4.xml X0306 4 2015-10-01 0001129633 PHOENIX COMPANIES INC/DE PNX 0001128800 CLOUD SANFORD JR ONE AMERICAN ROW HARTFORD CT 06102-5056 1 Common 2328.0000 D Restricted Stock Units (Director Retainer) 2015-10-01 4 A 0 548.4110 0.0000 A Common 548.4110 13043.5052 D In accordance with the Directors Equity Deferral Plan, the Reporting Person received the reported Restricted Stock Units ("RSUs") as a portion of the Reporting Person's compensation as a member of the Board of Directors. Each RSU represents the right to receive one share of common stock and the underlying shares of common stock will be issued, without consideration, following the termination of the Reporting Person's service as a member of the Board of Directors. /s/ John H. Beers, Attorney-in-Fact 2015-10-02