The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| SendGrid Inc | Common Stock | 816883102 | 2,600 | 60,221 | SH | DFND | IPC | 60,221 | 0 | 0 | |
| DropBox Inc. | Common Stock | 26210C104 | 323 | 15,803 | SH | DFND | IPC | 15,803 | 0 | 0 | |
| Diplomat Pharmacy, Inc. | Common Stock | 25456K101 | 47 | 3,465 | SH | DFND | IPC | 3,465 | 0 | 0 | |
| XENON PHARMACEUTICALS, INC. | Common Stock | 98420N105 | 817 | 129,539 | SH | DFND | IPC | 129,539 | 0 | 0 | |
| Navigator Holdings Ltd. | Common Stock | Y62132108 | 205,520 | 21,863,874 | SH | DFND | WL Ross | 21,863,874 | 0 | 0 | |
| Amalgamated Bank | Common Stock | 022663108 | 29,300 | 1,502,582 | SH | DFND | WL Ross | 1,502,582 | 0 | 0 | |