13F-HR/A 1 invescopvtcapinc12312012.txt INVESCO PRIVATE CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F/A FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [X]: Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Invesco Private Capital, Inc. Address: 1555 Peachtree Street, N.E. Atlanta, GA 30309 Form 13F File Number 028-12271 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Trapani Title: Chief Compliance Officer Phone: 404-881-3435 Signature, Place, and Date of Signing: /s/ Scott A. Trapani Atlanta, GA 04/23/2013 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-12271 Invesco Private Capital, Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: 1,015,166 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name A 028-12271 Invesco Private Capital, Inc.(IPC) 1 028-13083 WL Ross & Co. LLC (WL ROSS)
SECURITY TITILE CUSIP MARKET PAR SH/ PUT/ INVEST- OTHER VOTING VOTING VOTING DESCRIPTION OF VALUE VALUE PRN CALL MENT MNGRS SOLE SHARED NONE CLASS THOUSANDS DISCRETION Assured Guaranty Ltd. Common G0585R106 282257 19835370 DEFINED WL ROSS 19835370 0 0 Bankunited Inc. Common 06652K103 335344 13721131 DEFINED WL ROSS 13721131 0 0 Cascade Bancorp Common 147154207 71794 11468750 DEFINED WL ROSS 11468750 0 0 Exco Resources Inc. Common 269279402 213283 31504077 DEFINED WL ROSS 31504077 0 0 Sun Bancorp Inc. Common 86663B102 75329 21279241 DEFINED WL ROSS 21279241 0 0 Callidus Software, Inc. Common 13123E500 6680 1471406 DEFINED IPC 1471406 0 0 Cyclacel Pharmaceuticals Common 23254L108 705 116316 DEFINED IPC 116316 0 0 Harmonic, Inc. Common 413160102 3138 618846 DEFINED IPC 618846 0 0 Zynga Inc. Common 98986T108 2442 1034646 DEFINED IPC 1034646 0 0 ZipRealty Common 98974V107 34 12282 DEFINED IPC 12282 0 0 Infinera, Inc. Common 45667G103 269 46275 DEFINED IPC 46275 0 0 MetroPCS Common 591708102 994 100000 DEFINED IPC 100000 0 0 Groupon, Inc. Common 399473107 59 12099 DEFINED IPC 12099 0 0 E2open, Inc. Common 29788A104 18744 1323700 DEFINED IPC 1323700 0 0 Facebook Common 303037102 4095 153819 DEFINED IPC 153819 0 0 Grand Total(in Thousands) 1015166 Total Count 15