0000914208-13-000344.txt : 20130422
0000914208-13-000344.hdr.sgml : 20130422
20130422155551
ACCESSION NUMBER: 0000914208-13-000344
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130422
DATE AS OF CHANGE: 20130422
EFFECTIVENESS DATE: 20130422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
IRS NUMBER: 133725888
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12271
FILM NUMBER: 13773835
BUSINESS ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER COMPANY:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
13F-HR/A
1
invescopvtcapinc12312012.txt
INVESCO PRIVATE CAPITAL INC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F/A
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [X]: Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Invesco Private Capital, Inc.
Address: 1555 Peachtree Street, N.E.
Atlanta, GA 30309
Form 13F File Number 028-12271
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott A. Trapani
Title: Chief Compliance Officer
Phone: 404-881-3435
Signature, Place, and Date of Signing:
/s/ Scott A. Trapani Atlanta, GA 04/23/2013
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-12271 Invesco Private Capital, Inc.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 15
Form 13F Information Table Value Total: 1,015,166 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
A 028-12271 Invesco Private Capital, Inc.(IPC)
1 028-13083 WL Ross & Co. LLC (WL ROSS)
SECURITY TITILE CUSIP MARKET PAR SH/ PUT/ INVEST- OTHER VOTING VOTING VOTING
DESCRIPTION OF VALUE VALUE PRN CALL MENT MNGRS SOLE SHARED NONE
CLASS THOUSANDS DISCRETION
Assured Guaranty Ltd. Common G0585R106 282257 19835370 DEFINED WL ROSS 19835370 0 0
Bankunited Inc. Common 06652K103 335344 13721131 DEFINED WL ROSS 13721131 0 0
Cascade Bancorp Common 147154207 71794 11468750 DEFINED WL ROSS 11468750 0 0
Exco Resources Inc. Common 269279402 213283 31504077 DEFINED WL ROSS 31504077 0 0
Sun Bancorp Inc. Common 86663B102 75329 21279241 DEFINED WL ROSS 21279241 0 0
Callidus Software, Inc. Common 13123E500 6680 1471406 DEFINED IPC 1471406 0 0
Cyclacel Pharmaceuticals Common 23254L108 705 116316 DEFINED IPC 116316 0 0
Harmonic, Inc. Common 413160102 3138 618846 DEFINED IPC 618846 0 0
Zynga Inc. Common 98986T108 2442 1034646 DEFINED IPC 1034646 0 0
ZipRealty Common 98974V107 34 12282 DEFINED IPC 12282 0 0
Infinera, Inc. Common 45667G103 269 46275 DEFINED IPC 46275 0 0
MetroPCS Common 591708102 994 100000 DEFINED IPC 100000 0 0
Groupon, Inc. Common 399473107 59 12099 DEFINED IPC 12099 0 0
E2open, Inc. Common 29788A104 18744 1323700 DEFINED IPC 1323700 0 0
Facebook Common 303037102 4095 153819 DEFINED IPC 153819 0 0
Grand Total(in Thousands) 1015166
Total Count 15