0000899243-19-028229.txt : 20191127
0000899243-19-028229.hdr.sgml : 20191127
20191127161550
ACCESSION NUMBER: 0000899243-19-028229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191125
FILED AS OF DATE: 20191127
DATE AS OF CHANGE: 20191127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Fund IV DSS AIV, L.P.
CENTRAL INDEX KEY: 0001597745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258066
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP
CENTRAL INDEX KEY: 0001422834
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258067
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR V Parallel ESC, L.P.
CENTRAL INDEX KEY: 0001533938
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258068
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Associates IV DSS AIV, L.P.
CENTRAL INDEX KEY: 0001598164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258069
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Associates IV DSS AIV GP, Ltd.
CENTRAL INDEX KEY: 0001598083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258070
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC
CENTRAL INDEX KEY: 0001429294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258072
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco WLR V Associates LLC
CENTRAL INDEX KEY: 0001597974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258073
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Invesco WLR V Assoicates LLC
DATE OF NAME CHANGE: 20140123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258074
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WL ROSS & CO LLC
CENTRAL INDEX KEY: 0001202045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191258075
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2128261100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond S Shipping Inc.
CENTRAL INDEX KEY: 0001761940
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 000000000
STATE OF INCORPORATION: 1T
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33 BENEDICT PLACE 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 413-2000
MAIL ADDRESS:
STREET 1: 33 BENEDICT PLACE 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: ATHENA SPINCO INC.
DATE OF NAME CHANGE: 20190227
FORMER COMPANY:
FORMER CONFORMED NAME: DIAMOND S SHIPPING INC.
DATE OF NAME CHANGE: 20190225
FORMER COMPANY:
FORMER CONFORMED NAME: ATHENA SPINCO INC.
DATE OF NAME CHANGE: 20181214
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-25
0
0001761940
Diamond S Shipping Inc.
DSSI
0001597745
WLR Recovery Fund IV DSS AIV, L.P.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001422834
WLR IV PARALLEL ESC LP
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001533938
WLR V Parallel ESC, L.P.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001598164
WLR Recovery Associates IV DSS AIV, L.P.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001598083
WLR Recovery Associates IV DSS AIV GP, Ltd.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001429294
INVESCO WLR IV Associates LLC
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001597974
Invesco WLR V Associates LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001128452
Invesco Private Capital, Inc.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
0
0
1
0
0001202045
WL ROSS & CO LLC
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
Common Stock
2019-11-25
4
S
0
660870
13.475
D
9039260
I
See footnotes
Represents 5,293,173 shares held directly by WLR Recovery Fund IV DSS AIV, L.P., 1,210,633 shares held directly by WLR Recovery Fund V DSS AIV, L.P., 1,807,852 shares held directly by WLR Select Co-Investment, L.P., 696,626 shares held directly by WLR/GS Master Co-Investment, L.P., 19,605 common shares held directly by WLR IV Parallel ESC, L.P. and 11,371 shares held directly by WLR V Parallel ESC, L.P. (collectively, the "WLR Investors").
WLR Recovery Associates IV DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates IV DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund IV DSS AIV, L.P. WLR Recovery Associates V DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates V DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund V DSS AIV, L.P. WLR Select Associates DSS GP, Ltd. is the general partner of WLR Select Associates DSS, L.P., which in turn is the general partner of WLR Select Co-Investment, L.P. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Master Co-Investment, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is the general partner of WLR IV Parallel ESC, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR V Associates LLC, which is the general partner of WLR V Parallel ESC, L.P. WL Ross & Co. LLC serves as the investment manager to each of the WLR Investors.
Due to the limitations of the SEC's electronic filing system, each of WLR Recovery Fund V DSS AIV, L.P., WLR Select Co-Investment, L.P., WLR/GS Master Co-Investment, L.P., WLR Recovery Associates V DSS AIV, L.P., WLR Recovery Associates V DSS AIV GP, Ltd., WLR Select Associates DSS, L.P., WLR Select Associates DSS GP, Ltd. and WLR Master Co-Investment GP, LLC have filed a separate Form 4 disclosing ownership of the shares reported herein.
WLR Recovery Fund IV DSS AIV, L.P., By: WLR Recovery Associates IV DSS AIV, L.P., its General Partner, By: WLR Recovery Associates IV DSS AIV GP, Ltd., its General Partner, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Director
2019-11-27
WLR IV Parallel ESC, L.P., By: Invesco WLR IV Associates LLC, its General Partner, By: Invesco Private Capital, Inc., its Managing Member, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Senior Managing Director
2019-11-27
WLR V Parallel ESC, L.P., By: Invesco WLR V Associates LLC, its General Partner, By: Invesco Private Capital, Inc., its Managing Member, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Senior Managing Director
2019-11-27
WLR Recovery Associates IV DSS AIV, L.P., By: WLR Recovery Associates IV DSS AIV GP, Ltd., its General Partner, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Director
2019-11-27
WLR Recovery Associates IV DSS AIV GP, Ltd., By: /s/ Stephen Toy, Name: Stephen Toy, Title: Director
2019-11-27
Invesco WLR IV Associates LLC, By: Invesco Private Capital, Inc., its Managing Member, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Senior Managing Director
2019-11-27
Invesco WLR V Associates LLC, By: Invesco Private Capital, Inc., its Managing Member, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Senior Managing Director
2019-11-27
Invesco Private Capital, Inc., By: /s/ Stephen Toy, Name: Stephen Toy, Title: Senior Managing Director
2019-11-27
WL Ross & Co. LLC, By: /s/ Stephen Toy, Name: Stephen Toy, Title: Senior Managing Director
2019-11-27