0001567619-19-008746.txt : 20190412
0001567619-19-008746.hdr.sgml : 20190412
20190412152815
ACCESSION NUMBER: 0001567619-19-008746
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190305
FILED AS OF DATE: 20190412
DATE AS OF CHANGE: 20190412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD
CENTRAL INDEX KEY: 0001516077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 19746209
MAIL ADDRESS:
STREET 1: 1845 COUNTY ROAD #214
CITY: ST. AUGUSTINE
STATE: FL
ZIP: 32084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
BUSINESS PHONE: 304-299-5070
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
4
1
doc1.xml
FORM 4
X0306
4
2019-03-05
0
0001128189
ProtoKinetix, Inc.
PKTX
0001516077
SMITH CLARENCE EDWARD
1845 COUNTRY ROAD #214
ST. AUGUSTINE
FL
32084
1
1
1
0
President & CEO
Common Stock
2019-04-01
4
P
0
2000000
0.05
A
61353833
D
Common Stock
2019-03-05
4
P
0
50000
0.075
A
5071025
I
See footnote
Common Stock
2019-03-22
4
P
0
34700
0.06
A
5105725
I
See footnote
Common Stock
2019-03-26
4
P
0
5300
0.053
A
5111025
I
See footnote
Common Stock
2019-03-26
4
P
0
15000
0.069
A
5126025
I
See footnote
Common Stock
2019-03-26
4
P
0
20000
0.06
A
5146025
I
See footnote
Common Stock
2019-03-27
4
P
0
15000
0.07
A
5161025
I
See footnote
Common Stock
2019-03-28
4
P
0
18700
0.07
A
5179725
I
See footnote
Common Stock
2019-03-28
4
P
0
100000
0.075
A
5279725
I
See footnote
Common Stock
2019-03-29
4
P
0
60000
0.075
A
5339725
I
See footnote
Common Stock
2019-04-01
4
P
0
21300
0.07
A
5361025
I
See footnote
Common Stock
2019-04-01
4
P
0
50000
0.077
A
5411025
I
See footnote
Common Stock
2019-04-02
4
P
0
12000
0.072
A
5423025
I
See footnote
Common Stock
2019-04-02
4
P
0
20000
0.074
A
5443025
I
See footnote
Common Stock
2019-04-03
4
P
0
10000
0.08
A
5453025
I
See footnote
Common Stock
2019-04-04
4
P
0
10000
0.08
A
5463025
I
See footnote
Common Stock
2019-04-05
4
P
0
60000
0.06
A
5523025
I
See footnote
Common Stock
2019-04-08
4
P
0
146667
0.06
A
5669692
I
See footnote
Common Stock
2019-04-09
4
P
0
10000
0.069
A
5679692
I
See footnote
Common Stock
2019-04-09
4
P
0
152000
0.07
A
5831692
I
See footnote
Common Stock
2019-04-10
4
P
0
94242
0.07
A
5925934
I
See footnote
Common Stock
2019-04-10
4
P
0
66667
0.069
A
5992601
I
See footnote
Common Stock
2019-04-11
4
P
0
9000
0.064
A
6001601
I
See footnote
Common Stock
2019-04-11
4
P
0
19000
0.067
A
6020601
I
See footnote
Common Stock
2019-04-15
4
P
0
10000
0.063
A
6030601
I
See footnote
Common Stock
2019-04-15
4
P
0
5000
0.066
A
6035601
I
See footnote
Common Stock
2019-04-15
4
P
0
38000
0.07
A
6073601
I
See footnote
Common Stock
1850000
I
See footnote
Stock Option
0.09
2023-11-08
Common Stock
5000000
5000000
D
Stock Option
0.06
2021-08-31
Common Stock
5000000
5000000
D
Stock Option
0.05
2020-12-31
Common Stock
5000000
5000000
D
Stock Option
0.08
2019-12-31
Common Stock
5000000
5000000
D
Shares purchased by Mr. Smith from the Company in a private placement.
Shares held by the Clarence E. Smith Trust and purchased on the open market.
Shares held by Mr. Smith's retirement account.
Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan. On March 31, 2019, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On December 31, 2017, 1,250,000 shares vested; thereafter 1,250,000 shares vested each quarter.
Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On March 31, 2017, 1,250,000 shares vested; thereafter 1,250,000 shares vested each quarter.
Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vested; thereafter 1,250
/s/ Clarence E. Smith
2019-04-11