0001553350-19-000990.txt : 20190923
0001553350-19-000990.hdr.sgml : 20190923
20190923174930
ACCESSION NUMBER: 0001553350-19-000990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190918
FILED AS OF DATE: 20190923
DATE AS OF CHANGE: 20190923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guzzetta Michael Richard
CENTRAL INDEX KEY: 0001612614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 191108862
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
BUSINESS PHONE: 304-299-5070
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
4
1
ownership.xml
X0306
4
2019-09-18
0
0001128189
ProtoKinetix, Inc.
PKTX
0001612614
Guzzetta Michael Richard
412 MULBERRY STREET
MARIETTA
OH
45750
0
1
0
0
CFO
Common Stock
2019-09-18
4
A
0
2500
0.135
A
74487
D
Common Stock
2019-09-20
4
A
0
1000
0.115
A
75487
D
Stock Option
0.26
2024-07-14
Common Stock
4000000
4000000
D
Stock Option
0.09
2023-11-08
Common Stock
4000000
4000000
D
Stock Option
0.07
2021-11-14
Common Stock
1000000
1000000
D
Acquisition of common stock on the open market.
Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on July 15, 2019. 1,000,000 shares of common stock vest on October 13, 2019; thereafter 1,000,000 shares vest every three months until fully vested on July 13, 2020.
Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,000,000 shares of common stock vest March 31, 2019; thereafter 1,000,000 shall vest every three months until fully vested on December 31, 2019.
Options issued pursuant to 2017 Stock Option and Stock Bonus Plan on November 14, 2017. 250,000 shares of common stock vested February 14, 2018; thereafter 250,000 shall vest every three months until fully vested on November 30, 2018.
/s/ Michael R. Guzzetta
2019-09-23