0001553350-18-000649.txt : 20180525
0001553350-18-000649.hdr.sgml : 20180525
20180525181706
ACCESSION NUMBER: 0001553350-18-000649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180523
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD
CENTRAL INDEX KEY: 0001516077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 18862610
MAIL ADDRESS:
STREET 1: 1845 COUNTY ROAD #214
CITY: ST. AUGUSTINE
STATE: FL
ZIP: 32084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
BUSINESS PHONE: 304-299-5070
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
4
1
smith4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-05-23
0
0001128189
ProtoKinetix, Inc.
PKTX
0001516077
SMITH CLARENCE EDWARD
1845 COUNTY ROAD #214
ST. AUGUSTINE
FL
32084
1
1
1
0
President & CEO
Common Stock
2018-05-23
4
P
0
5000
0.051
A
3385673
I
See footnote
Common Stock
2018-05-23
4
P
0
20000
0.054
A
3405673
I
See footnote
Common Stock
2018-05-24
4
P
0
60000
0.055
A
3465673
I
See footnote
Common Stock
2018-05-25
4
P
0
95000
0.054
A
3560673
I
See footnote
Common Stock
2018-05-25
4
P
0
3100
0.058
A
3563773
I
See footnote
Common Stock
2018-05-25
4
P
0
10000
0.059
A
3573773
I
See footnote
Common Stock
2018-05-25
4
P
0
35000
0.060
A
3608773
I
See footnote
Common Stock
56179740
D
Common Stock
1850000
I
See footnote
Stock Option
0.06
2021-08-31
Common Stock
5000000
5000000
D
Stock Option
0.05
2020-12-31
Common Stock
5000000
5000000
D
Stock Option
0.08
2019-12-31
Common Stock
5000000
5000000
D
Shares held by the Clarence E. Smith Trust.
Shares held by Mr. Smith's retirement account.
Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On December 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On March 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
/s/ Clarence E. Smith
2018-05-25