0001140361-17-043021.txt : 20171115
0001140361-17-043021.hdr.sgml : 20171115
20171115190753
ACCESSION NUMBER: 0001140361-17-043021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171115
DATE AS OF CHANGE: 20171115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Woodward Susan Marie
CENTRAL INDEX KEY: 0001621643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 171206367
MAIL ADDRESS:
STREET 1: 705 DUGAN ROAD
CITY: BELPRE
STATE: OH
ZIP: 45714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
BUSINESS PHONE: 304-299-5070
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
4
1
doc1.xml
FORM 4
X0306
4
2017-11-15
1
0001128189
ProtoKinetix, Inc.
PKTX
0001621643
Woodward Susan Marie
705 DUGAN ROAD
BELPRE
OH
45714
0
0
0
1
Former CFO
Common Stock
250000
D
Option
0.05
2017-11-15
4
J
0
4000000
0.01
D
2020-12-31
Common Stock
4000000
0
D
Option
0.08
2017-11-15
4
J
0
4000000
0.01
D
2019-12-31
Common Stock
4000000
0
D
Option
0.04
2017-11-15
4
J
0
4000000
0.01
D
2020-02-25
Common Stock
4000000
0
D
Option
0.04
2020-02-25
Common Stock
2000000
2000000
D
Options issued pursuant to the Company's 2017 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2017; thereafter 1,000,000 shares vest every three months.
Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2016; thereafter 1,000,000 shares vest every three months.
400,000 shares of common stock vest on March 31, 2015; thereafter 400,000 shares vest monthly on the last day of each month.
This option vests upon a change in control in which the Company receives a price equal to or greater than $0.50 per issued and outstanding share of common stock as defined in Ms. Woodward's Consulting Agreement. On December 30, 2017, the Company extended Ms. Woodward's option expiration date from February 25, 2017 to February 25, 2020.
Options repurchased by the Company pursuant to a Settlement Agreement between the Company and Ms. Woodward dated November 3, 2017. Transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934.
Price of derivative securities per share due to rounding.
/s/ Susan M. Woodward
2017-11-15