0001140361-17-043021.txt : 20171115 0001140361-17-043021.hdr.sgml : 20171115 20171115190753 ACCESSION NUMBER: 0001140361-17-043021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodward Susan Marie CENTRAL INDEX KEY: 0001621643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32917 FILM NUMBER: 171206367 MAIL ADDRESS: STREET 1: 705 DUGAN ROAD CITY: BELPRE STATE: OH ZIP: 45714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProtoKinetix, Inc. CENTRAL INDEX KEY: 0001128189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943355026 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 BUSINESS PHONE: 304-299-5070 MAIL ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 FORMER COMPANY: FORMER CONFORMED NAME: RJV NETWORK INC DATE OF NAME CHANGE: 20010130 4 1 doc1.xml FORM 4 X0306 4 2017-11-15 1 0001128189 ProtoKinetix, Inc. PKTX 0001621643 Woodward Susan Marie 705 DUGAN ROAD BELPRE OH 45714 0 0 0 1 Former CFO Common Stock 250000 D Option 0.05 2017-11-15 4 J 0 4000000 0.01 D 2020-12-31 Common Stock 4000000 0 D Option 0.08 2017-11-15 4 J 0 4000000 0.01 D 2019-12-31 Common Stock 4000000 0 D Option 0.04 2017-11-15 4 J 0 4000000 0.01 D 2020-02-25 Common Stock 4000000 0 D Option 0.04 2020-02-25 Common Stock 2000000 2000000 D Options issued pursuant to the Company's 2017 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2017; thereafter 1,000,000 shares vest every three months. Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2016; thereafter 1,000,000 shares vest every three months. 400,000 shares of common stock vest on March 31, 2015; thereafter 400,000 shares vest monthly on the last day of each month. This option vests upon a change in control in which the Company receives a price equal to or greater than $0.50 per issued and outstanding share of common stock as defined in Ms. Woodward's Consulting Agreement. On December 30, 2017, the Company extended Ms. Woodward's option expiration date from February 25, 2017 to February 25, 2020. Options repurchased by the Company pursuant to a Settlement Agreement between the Company and Ms. Woodward dated November 3, 2017. Transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934. Price of derivative securities per share due to rounding. /s/ Susan M. Woodward 2017-11-15