0001140361-16-090707.txt : 20161223 0001140361-16-090707.hdr.sgml : 20161223 20161223132929 ACCESSION NUMBER: 0001140361-16-090707 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161012 FILED AS OF DATE: 20161223 DATE AS OF CHANGE: 20161223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProtoKinetix, Inc. CENTRAL INDEX KEY: 0001128189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943355026 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9176 SOUTH PLEASANTS HIGHWAY CITY: ST. MARYS STATE: WV ZIP: 26170 BUSINESS PHONE: 604-926-6627 MAIL ADDRESS: STREET 1: 9176 SOUTH PLEASANTS HIGHWAY CITY: ST. MARYS STATE: WV ZIP: 26170 FORMER COMPANY: FORMER CONFORMED NAME: RJV NETWORK INC DATE OF NAME CHANGE: 20010130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD CENTRAL INDEX KEY: 0001516077 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32917 FILM NUMBER: 162068646 MAIL ADDRESS: STREET 1: 1845 COUNTY ROAD #214 CITY: ST. AUGUSTINE STATE: FL ZIP: 32084 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-10-12 2016-11-07 0 0001128189 ProtoKinetix, Inc. PKTX 0001516077 SMITH CLARENCE EDWARD 1845 COUNTRY ROAD #214 ST. AUGUSTINE FL 32084 1 1 1 0 President & CEO Common Stock 2016-11-04 4 P 0 1250000 0.04 A 45570500 D Common Stock 2016-10-12 4 P 0 55900 0.057 A 2850126 I See Footnote Common Stock 2016-10-14 4 P 0 50000 0.053 A 2900126 I See Footnote Common Stock 2016-11-04 4 P 0 46500 0.050 A 2946626 I See Footnote Common Stock 1850000 I See footnote Option 0.08 2019-12-31 Common Stock 5000000 5000000 D Shares held by the Clarence E. Smith Trust. Shares held in the reporting person's retirement account. Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter. This amended Form 4 is being filed to include an unintentionally omitted purchase of the issuer's securities on the open market on November 4, 2016. The total number of shares held by the Clarence E. Smith Trust is 2,946,626, not 2,900,126. /s/ Clarence E. Smith 2016-12-23