0001140361-16-090707.txt : 20161223
0001140361-16-090707.hdr.sgml : 20161223
20161223132929
ACCESSION NUMBER: 0001140361-16-090707
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161012
FILED AS OF DATE: 20161223
DATE AS OF CHANGE: 20161223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9176 SOUTH PLEASANTS HIGHWAY
CITY: ST. MARYS
STATE: WV
ZIP: 26170
BUSINESS PHONE: 604-926-6627
MAIL ADDRESS:
STREET 1: 9176 SOUTH PLEASANTS HIGHWAY
CITY: ST. MARYS
STATE: WV
ZIP: 26170
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD
CENTRAL INDEX KEY: 0001516077
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 162068646
MAIL ADDRESS:
STREET 1: 1845 COUNTY ROAD #214
CITY: ST. AUGUSTINE
STATE: FL
ZIP: 32084
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2016-10-12
2016-11-07
0
0001128189
ProtoKinetix, Inc.
PKTX
0001516077
SMITH CLARENCE EDWARD
1845 COUNTRY ROAD #214
ST. AUGUSTINE
FL
32084
1
1
1
0
President & CEO
Common Stock
2016-11-04
4
P
0
1250000
0.04
A
45570500
D
Common Stock
2016-10-12
4
P
0
55900
0.057
A
2850126
I
See Footnote
Common Stock
2016-10-14
4
P
0
50000
0.053
A
2900126
I
See Footnote
Common Stock
2016-11-04
4
P
0
46500
0.050
A
2946626
I
See Footnote
Common Stock
1850000
I
See footnote
Option
0.08
2019-12-31
Common Stock
5000000
5000000
D
Shares held by the Clarence E. Smith Trust.
Shares held in the reporting person's retirement account.
Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.
This amended Form 4 is being filed to include an unintentionally omitted purchase of the issuer's securities on the open market on November 4, 2016. The total number of shares held by the Clarence E. Smith Trust is 2,946,626, not 2,900,126.
/s/ Clarence E. Smith
2016-12-23