0001140361-16-072343.txt : 20160712 0001140361-16-072343.hdr.sgml : 20160712 20160712190536 ACCESSION NUMBER: 0001140361-16-072343 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160707 FILED AS OF DATE: 20160712 DATE AS OF CHANGE: 20160712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProtoKinetix, Inc. CENTRAL INDEX KEY: 0001128189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943355026 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9176 SOUTH PLEASANTS HIGHWAY CITY: ST. MARYS STATE: WV ZIP: 26170 BUSINESS PHONE: 604-926-6627 MAIL ADDRESS: STREET 1: 9176 SOUTH PLEASANTS HIGHWAY CITY: ST. MARYS STATE: WV ZIP: 26170 FORMER COMPANY: FORMER CONFORMED NAME: RJV NETWORK INC DATE OF NAME CHANGE: 20010130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD CENTRAL INDEX KEY: 0001516077 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32917 FILM NUMBER: 161764751 MAIL ADDRESS: STREET 1: 1845 COUNTY ROAD #214 CITY: ST. AUGUSTINE STATE: FL ZIP: 32084 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-07-07 2016-07-08 0 0001128189 ProtoKinetix, Inc. PKTX 0001516077 SMITH CLARENCE EDWARD 1845 COUNTRY ROAD #214 ST. AUGUSTINE FL 32084 1 1 1 0 President & CEO Common Stock 2016-07-07 4 P 0 90000 0.06 A 2036657 I See footnote Common Stock 1850000 I See footnote Common Stock 41320500 D Option 0.08 2019-12-31 Common Stock 5000000 5000000 D Shares held by the Clarence E. Smith Trust. Shares held in the reporting person's retirement account. Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter. This Amendment is being filed to correct the allocation of shares held indirectly and directly by the Reporting Person. Table I states the holdings and the transaction of the Reporting Person as of July 7, 2016, and the nature of those holdings, as either held directly or indirectly by the Reporting Person. /s/ Clarence E. Smith 2016-07-12