0001140361-12-019709.txt : 20120406
0001140361-12-019709.hdr.sgml : 20120406
20120406152214
ACCESSION NUMBER: 0001140361-12-019709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120405
FILED AS OF DATE: 20120406
DATE AS OF CHANGE: 20120406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 601 RAYOVAC DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: 601 RAYOVAC DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAGRE NATHAN E
CENTRAL INDEX KEY: 0001128172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 12748207
MAIL ADDRESS:
STREET 1: 19 FULTON STREET 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 100382100
4
1
doc1.xml
FORM 4
X0305
4
2012-04-05
0
0001487730
Spectrum Brands Holdings, Inc.
SPB
0001128172
FAGRE NATHAN E
C/O SPECTRUM BRANDS HOLDINGS, INC.
601 RAYOVAC DRIVE
MADISON
WI
53711
0
1
0
0
General Counsel and Secretary
Common Stock
2012-04-05
4
A
0
5000
A
13290
D
Performance Rights
2013-09-30
Common Stock
10000
10000
D
Performance Rights
2013-09-30
Common Stock
10000
10000
D
On April 5, 2012, under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan, Mr. Fagre was awarded 5,000 shares of restricted stock of Issuer, which will vest on October 1, 2013 if Mr. Fagre remains employed by the Issuer through September 30, 2013.
Includes the shares described in footnote 1 above, as well as 5,000 shares of restricted stock of Issuer granted under the Spectrum Brands Holdings, Inc. 2011 Equity Award Plan, which will vest on September 30, 2012 if Mr. Fagre is employed by the Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. Under the Spectrum Brands Holdings, Inc. 2012 Equity Award Plan, up to 50% of such performance rights will vest within 74 days of the Issuer meeting certain adjusted EBITDA and free cash flow performance targets for the year ended September 30, 2012, if Mr. Fagre is employed by the Issuer on such date (the "2012 Award"). In addition, an amount equal to the 2012 Award will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. Under the Spectrum Brands Holdings, Inc. 2011 Two-Year Equity Award Plan, up to 50% of such performance rights will vest within 74 days of the Issuer meeting certain adjusted EBITDA, free cash flow and strategic integration performance targets for the two years ended September 30, 2012, if Mr. Fagre is employed by the Issuer on such date (the "Two-Year 2012 Award"). In addition, an amount equal to the Two-Year 2012 Award will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.
/s/ Nathan E. Fagre
2012-04-06