0000908834-18-000141.txt : 20180717
0000908834-18-000141.hdr.sgml : 20180717
20180717160258
ACCESSION NUMBER: 0000908834-18-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180713
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAGRE NATHAN E
CENTRAL INDEX KEY: 0001128172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 18956545
MAIL ADDRESS:
STREET 1: 19 FULTON STREET 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 100382100
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Legacy, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: P.O. BOX 620992
CITY: MIDDLETON
STATE: WI
ZIP: 53562-0992
FORMER COMPANY:
FORMER CONFORMED NAME: Spectrum Brands Holdings, Inc.
DATE OF NAME CHANGE: 20100323
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-07-13
1
0001487730
Spectrum Brands Legacy, Inc.
SPB
0001128172
FAGRE NATHAN E
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON
WI
53562
0
1
0
0
SVP, GC and Secretary
Common Stock
2018-07-13
4
D
0
46334
D
0
D
Performance Rights
2018-07-13
4
D
0
4056
D
Common Stock
4056
0
D
Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate.
/s/ Nathan E. Fagre
2018-07-17