Chief Compliance Officer

0000929638-23-001466.txt : 20230515 0000929638-23-001466.hdr.sgml : 20230515 20230515154651 ACCESSION NUMBER: 0000929638-23-001466 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY FINANCIAL MANAGEMENT, INC. CENTRAL INDEX KEY: 0001128122 IRS NUMBER: 134132289 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22699 FILM NUMBER: 23921533 BUSINESS ADDRESS: STREET 1: 350 MADISON AVE. STREET 2: 4TH FLOOR, COMPLIANCE DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-626-1138 MAIL ADDRESS: STREET 1: 350 MADISON AVE. STREET 2: 4TH FLOOR, COMPLIANCE DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LEUMI INVESTMENT SERVICES INC. DATE OF NAME CHANGE: 20220517 FORMER COMPANY: FORMER CONFORMED NAME: VALLEY FINANCIAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20220502 FORMER COMPANY: FORMER CONFORMED NAME: LEUMI INVESTMENT SERVICES INC. DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001128122 XXXXXXXX 03-31-2023 03-31-2023 false Valley Financial Management, Inc.

350 MADISON AVE. 4TH FLOOR, COMPLIANCE DEPARTMENT NEW YORK NY 10017

13F HOLDINGS REPORT 028-22699 000105387 801-113685 N Christopher Wilson Chief Compliance Officer 212-407-4362 /s/ Christopher Wilson New York NY 05-15-2023 1 46 161753541 1 028-22712 Valley National Bank INFORMATION TABLE 2 informationtable.xml WisdomTree Europe Quality Div Gr ETF Exchange Traded Fund 97717X610 12304723 408037 SH DFND 1 0 0 0 Invesco Aerospace & Defense ETF Exchange Traded Fund 46137V100 12149598 150833 SH DFND 1 0 0 0 Vanguard Russell 1000 Growth ETF Exchange Traded Fund 92206C680 11145995 177230 SH DFND 1 0 0 0 Invesco S&P 500(R) Equal Weight ETF Exchange Traded Fund 46137V357 8927682 61732 SH DFND 1 0 0 0 Wisdomtree Europe Hedged Equity ETF Exchange Traded Fund 97717X701 8842508 107560 SH DFND 1 0 0 0 Core Alternative ETF Exchange Traded Fund 53656F847 7881742 264222 SH DFND 1 0 0 0 Amplify CWP Enhanced Dividend Income ETF Exchange Traded Fund 032108409 7680248 216528 SH DFND 1 0 0 0 Vanguard 500 ETF Exchange Traded Fund 922908363 6690285 17790 SH DFND 1 0 0 0 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 6514816 50323 SH DFND 1 0 0 0 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 5653653 112354 SH DFND 1 0 0 0 iShares US Financial Services ETF Exchange Traded Fund 464287770 5643338 37383 SH DFND 1 0 0 0 iShares Core MSCI Pacific ETF Exchange Traded Fund 46434V696 5369851 94924 SH DFND 1 0 0 0 ProShares S&P 500 Dividend Aristocrats Exchange Traded Fund 74348A467 5172304 56689 SH DFND 1 0 0 0 JPMorgan Active Growth ETF Exchange Traded Fund 46654Q609 4447682 90492 SH DFND 1 0 0 0 SPDR(R) S&P Oil & Gas Explor & Prodtn ETF Exchange Traded Fund 78468R556 4192352 32858 SH DFND 1 0 0 0 VanEck Morningstar Wide Moat ETF Exchange Traded Fund 92189F643 3424383 46382 SH DFND 1 0 0 0 iShares Semiconductor ETF Exchange Traded Fund 464287523 3245202 7298 SH DFND 1 0 0 0 iShares Core US Aggregate Bond ETF Exchange Traded Fund 464287226 3036840 30478 SH DFND 1 0 0 0 Vanguard Total International Bond ETF Exchange Traded Fund 92203J407 2991067 61142 SH DFND 1 0 0 0 SPDR(R) S&P Regional Banking ETF Exchange Traded Fund 78464A698 2950462 67270 SH DFND 1 0 0 0 Technology Select Sector SPDR(R) ETF Exchange Traded Fund 81369Y803 2870549 19009 SH DFND 1 0 0 0 VanEck Biotech ETF Exchange Traded Fund 92189F726 2815179 17368 SH DFND 1 0 0 0 iShares Expanded Tech-Software Sect ETF Exchange Traded Fund 464287515 2593911 8513 SH DFND 1 0 0 0 SPDR(R) Portfolio S&P 600 Sm Cap ETF Exchange Traded Fund 78468R853 2549815 67509 SH DFND 1 0 0 0 Ishares 20 Plus Year Treasury Bond ETF Exchange Traded Fund 464287432 2501610 23518 SH DFND 1 0 0 0 ETF Managers Trust Prime Cyber Security ETF Exchange Traded Fund 26924G201 2352170 49188 SH DFND 1 0 0 0 Exchange Traded Concepts Trust Robo Global(R) Robotics&Automation ETF Exchange Traded Fund 301505707 2004886 36639 SH DFND 1 0 0 0 First Trust Cloud Computing ETF Exchange Traded Fund 33734X192 1840151 27506 SH DFND 1 0 0 0 Schwab US Dividend Equity ETF(TM) Exchange Traded Fund 808524797 1809320 24731 SH DFND 1 0 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 1798280 23510 SH DFND 1 0 0 0 iShares US Medical Device ETF Exchange Traded Fund 464288810 1664905 30843 SH DFND 1 0 0 0 iShares 7-10 Year Treasury Bond ETF Exchange Traded Fund 464287440 1592660 16068 SH DFND 1 0 0 0 Fidelity(R) Total Bond ETF Exchange Traded Fund 316188309 1416820 30695 SH DFND 1 0 0 0 Global X SuperDividend(TM) US ETF Exchange Traded Fund 37950E291 1161395 66556 SH DFND 1 0 0 0 Invesco Fundamental Hi Yld(R) Corp Bd ETF Exchange Traded Fund 46138E719 1106439 63189 SH DFND 1 0 0 0 iShares Fallen Angels USD Bond ETF Exchange Traded Fund 46435G474 938705 37147 SH DFND 1 0 0 0 iShares Preferred&Income Securities ETF Exchange Traded Fund 464288687 640737 20523 SH DFND 1 0 0 0 Invesco Financial Preferred ETF Exchange Traded Fund 46137V621 542244 37345 SH DFND 1 0 0 0 Invesco QQQ Trust Unit Ser 1 Exchange Traded Fund 46090E103 439035 1366 SH DFND 1 0 0 0 SPDR(R) Portfolio Aggregate Bond ETF Exchange Traded Fund 78464A649 299602 11617 SH DFND 1 0 0 0 SPDR(R) Gold Shares Exchange Traded Fund 78463V107 256142 1398 SH DFND 1 0 0 0 iShares Russell 1000 Growth ETF Exchange Traded Fund 464287614 154905 634 SH DFND 1 0 0 0 JPMorgan Equity Premium Income ETF Exchange Traded Fund 46641Q332 61971 1135 SH DFND 1 0 0 0 Vanguard Intermediate-Term Corp Bd ETF Exchange Traded Fund 92206C870 38987 486 SH DFND 1 0 0 0 iShares Edge MSCI Min Vol USA Exchange Traded Fund 46429B697 20585 283 SH DFND 1 0 0 0 iShares BlackRock Short Maturity Bond ETF Exchange Traded Fund 46431W507 17806 359 SH DFND 1 0 0 0