Chief Compliance Officer

0000909012-20-000034.txt : 20200214 0000909012-20-000034.hdr.sgml : 20200214 20200214125111 ACCESSION NUMBER: 0000909012-20-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 20617039 BUSINESS ADDRESS: STREET 1: 67 BATTERYMARCH STREET, STREET 2: 3RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 67 BATTERYMARCH STREET, STREET 2: 3RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127761 XXXXXXXX 12-31-2019 12-31-2019 IRONWOOD INVESTMENT MANAGEMENT LLC

67 BATTERYMARCH STREET, 3RD FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-06155 N Shantelle Reidy Chief Compliance Officer 617 757 7630 /s/ SHANTELLE REIDY Boston MA 02-13-2020 0 154 144819 false INFORMATION TABLE 2 aci_13f.xml 2U Inc. COM 90214j101 293 12220 SH SOLE 0 12220 0 0 A E S Corp COM 00130H105 474 23807 SH SOLE 0 23807 0 0 ACI Worldwide, Inc COM 004498101 1445 38142 SH SOLE 0 38142 0 0 Acco Brands Corp COM 00081T108 306 32689 SH SOLE 0 32689 0 0 Acuity Brands COM 00508y102 539 3907 SH SOLE 0 3907 0 0 Air Prods & Chems Inc COM 009158106 532 2266 SH SOLE 0 2266 0 0 Align Technology COM 016255101 268 960 SH SOLE 0 960 0 0 Amag Pharma Inc COM 00163U106 362 29780 SH SOLE 0 29780 0 0 Amtech Systems, Inc. COM 032332504 216 30124 SH SOLE 0 30124 0 0 Arrow Electronics COM 042735100 2848 33614 SH SOLE 0 33614 0 0 Artisan Partners Asset MGMT COM 04316a108 522 16144 SH SOLE 0 16144 0 0 Ashford Hospitality Tr Reit COM 044103109 609 218434 SH SOLE 0 218434 0 0 Aurinia Pharmaceuticals COM 05156v102 3100 152989 SH SOLE 0 152989 0 0 Auto Data Processing COM 053015103 737 4324 SH SOLE 0 4324 0 0 Banc of California, Inc COM 05990k106 681 39637 SH SOLE 0 39637 0 0 Bancorpsouth Bank COM 05971j102 720 22918 SH SOLE 0 22918 0 0 Bank Of America Corp COM 060505104 374 10619 SH SOLE 0 10619 0 0 Bank Of Ny Mellon Cp New COM 064058100 231 4597 SH SOLE 0 4597 0 0 Barnes Group Inc COM 067806109 2231 36006 SH SOLE 0 36006 0 0 Barrett Business Services Inc. COM 068463108 5395 59645 SH SOLE 0 59645 0 0 Beacon Roofing Supply COM 073685109 982 30715 SH SOLE 0 30715 0 0 Belden Inc COM 077454106 1943 35333 SH SOLE 0 35333 0 0 Berkshire Hills Bancorp COM 084680107 713 21686 SH SOLE 0 21686 0 0 Boston Private Finl Hldg COM 101119105 383 31824 SH SOLE 0 31824 0 0 Braemar Hotels Resorts COM 10482b101 873 97725 SH SOLE 0 97725 0 0 Briggs & Stratton Corp. COM 109043109 162 24370 SH SOLE 0 24370 0 0 Bristol-Myers Squibb Co COM 110122108 657 10239 SH SOLE 0 10239 0 0 Bryn Mawr Bank Corporation COM 117665109 618 14980 SH SOLE 0 14980 0 0 CHR Hansen Holdings COM 12545m207 621 31227 SH SOLE 0 31227 0 0 Cabot Corp COM 127055101 1073 22572 SH SOLE 0 22572 0 0 Cadence Bancorp COM 12739a100 413 22775 SH SOLE 0 22775 0 0 Callaway Golf COM 131193104 1121 52858 SH SOLE 0 52858 0 0 Cardiovascular Systems Inc. COM 141619106 2350 48358 SH SOLE 0 48358 0 0 Carters Inc COM 146229109 1121 10254 SH SOLE 0 10254 0 0 Caterpillar Inc COM 149123101 310 2100 SH SOLE 0 2100 0 0 Century Aluminum Corp COM 156431108 94 12558 SH SOLE 0 12558 0 0 Cisco Systems Inc COM 17275R102 653 13621 SH SOLE 0 13621 0 0 Citigroup Inc New COM 172967424 720 9015 SH SOLE 0 9015 0 0 Clorox Co Del COM 189054109 641 4176 SH SOLE 0 4176 0 0 Cloudera INC COM 18914u100 620 53336 SH SOLE 0 53336 0 0 Columbia Banking Systems COM 197236102 1576 38726 SH SOLE 0 38726 0 0 Commercial Vehicle Group COM 202608105 2604 410048 SH SOLE 0 410048 0 0 Comtech Telecommunications COM 205826209 3514 99015 SH SOLE 0 99015 0 0 Conagra Inc COM 205887102 219 6400 SH SOLE 0 6400 0 0 Cytokinetics Inc COM 23282W605 575 54216 SH SOLE 0 54216 0 0 Danaher COM 235851102 515 3358 SH SOLE 0 3358 0 0 Darling Ingredients, Inc. COM 237266101 1585 56447 SH SOLE 0 56447 0 0 Dawson Geophysical Co Com COM 239360100 38 15776 SH SOLE 0 15776 0 0 Deere & Co COM 244199105 399 2302 SH SOLE 0 2302 0 0 Denali Therapeutics COM 24823r105 363 20811 SH SOLE 0 20811 0 0 Diana Shipping Inc F COM Y2066G104 83 26727 SH SOLE 0 26727 0 0 Dover Corp COM 260003108 236 2050 SH SOLE 0 2050 0 0 Duluth Holdings Inc COM 26443v101 422 40061 SH SOLE 0 40061 0 0 Durect Corp COM 266605104 3504 922193 SH SOLE 0 922193 0 0 Dycom Industries Inc COM 267475101 853 18094 SH SOLE 0 18094 0 0 Eaton Corporation COM g29183103 385 4061 SH SOLE 0 4061 0 0 Ecolab COM 278865100 437 2264 SH SOLE 0 2264 0 0 Everbridge COM 29978a104 808 10349 SH SOLE 0 10349 0 0 Extreme Networks Inc. COM 30226d106 1156 156806 SH SOLE 0 156806 0 0 Exxon Mobil Corporation COM 30231G102 773 11079 SH SOLE 0 11079 0 0 Fairfax India Holdings COM 303897102 840 65276 SH SOLE 0 65276 0 0 Fastenal Co Com COM 311900104 667 18060 SH SOLE 0 18060 0 0 Ferro Corp COM 315405100 1139 76826 SH SOLE 0 76826 0 0 Fifth Third Bancorp Com COM 316773100 1337 43494 SH SOLE 0 43494 0 0 First BanCorp (Puerto Rico) COM 318672706 165 15623 SH SOLE 0 15623 0 0 Freshpet Inc. COM 358039105 2517 42603 SH SOLE 0 42603 0 0 GTT Communications Inc COM 362393100 128 11258 SH SOLE 0 11258 0 0 General Electric Company COM 369604103 931 83425 SH SOLE 0 83425 0 0 Geospace Technologies COM 37364x109 856 51034 SH SOLE 0 51034 0 0 Goldman Sachs Group COM 38141G104 750 3263 SH SOLE 0 3263 0 0 Goodyear Tire & Rubber COM 382550101 271 17424 SH SOLE 0 17424 0 0 Griffon Corp COM 398433102 764 37566 SH SOLE 0 37566 0 0 Group 1 Automotive COM 398905109 2605 26046 SH SOLE 0 26046 0 0 HP Inc. COM 40434l105 527 25640 SH SOLE 0 25640 0 0 Hancock Whitney Corp COM 410120109 212 4841 SH SOLE 0 4841 0 0 Hanover Insurance Group COM 410867105 1699 12432 SH SOLE 0 12432 0 0 Hewlett Packard Enterprise Co. COM 42824c109 397 25010 SH SOLE 0 25010 0 0 Hudbay Minerals COM 443628102 212 51065 SH SOLE 0 51065 0 0 II-VI Inc. COM 902104108 467 13884 SH SOLE 0 13884 0 0 Impinj, Inc. COM 453204109 746 28835 SH SOLE 0 28835 0 0 Innophos Holdings COM 45774n108 1178 36825 SH SOLE 0 36825 0 0 Intel Corp COM 458140100 1066 17808 SH SOLE 0 17808 0 0 Intl Business Machines COM 459200101 900 6711 SH SOLE 0 6711 0 0 Intl Flavors & Fragrance COM 459506101 686 5316 SH SOLE 0 5316 0 0 Invacare Corp. COM 461203101 563 62394 SH SOLE 0 62394 0 0 Ishares Russell 2000 COM 464287655 489 2953 SH SOLE 0 2953 0 0 Johnson & Johnson COM 478160104 950 6511 SH SOLE 0 6511 0 0 Jpmorgan Chase & Co COM 46625H100 1268 9098 SH SOLE 0 9098 0 0 KBR, Inc. COM 48242w106 245 8031 SH SOLE 0 8031 0 0 Koppers Holdings Inc. COM 50060p106 3448 90226 SH SOLE 0 90226 0 0 Kraton Corp. COM 50077c106 605 23913 SH SOLE 0 23913 0 0 LSB Industries COM 502160104 152 36206 SH SOLE 0 36206 0 0 Limelight Networks Inc COM 53261M104 660 161772 SH SOLE 0 161772 0 0 LivePerson COM 538146101 765 20673 SH SOLE 0 20673 0 0 MYR Group COM 55405w104 783 24030 SH SOLE 0 24030 0 0 Manitex International COM 563420108 496 83347 SH SOLE 0 83347 0 0 Markel Corp. COM 570535104 760 665 SH SOLE 0 665 0 0 Mccormick & Co Inc Com Non Vtg COM 579780206 688 4054 SH SOLE 0 4054 0 0 Mckesson Corporation COM 58155Q103 857 6198 SH SOLE 0 6198 0 0 Merck & Co Inc New COM 58933y105 366 4026 SH SOLE 0 4026 0 0 Mercury Systems COM 589378108 3133 45331 SH SOLE 0 45331 0 0 Methode Electronics Inc. COM 591520200 2938 74659 SH SOLE 0 74659 0 0 Microsoft Corp COM 594918104 651 4128 SH SOLE 0 4128 0 0 N C R Corp New COM 62886e108 2484 70637 SH SOLE 0 70637 0 0 Newpark Resources Inc COM 651718504 368 58702 SH SOLE 0 58702 0 0 Northfield Bancorp COM 66611t108 300 17673 SH SOLE 0 17673 0 0 Novozymes A/S COM 670108109 488 9971 SH SOLE 0 9971 0 0 Okta Inc COM 679295105 954 8271 SH SOLE 0 8271 0 0 Old Republic Intl Corp COM 680223104 778 34770 SH SOLE 0 34770 0 0 Patterson- UTI Energy Inc. COM 703481101 120 11386 SH SOLE 0 11386 0 0 Pegasystems Inc COM 705573103 4208 52831 SH SOLE 0 52831 0 0 Peoples United Financial Inc. COM 712704105 493 29192 SH SOLE 0 29192 0 0 Pepsico Incorporated COM 713448108 448 3279 SH SOLE 0 3279 0 0 Perficient Inc COM 71375U101 2939 63795 SH SOLE 0 63795 0 0 Pfizer Incorporated COM 717081103 588 15003 SH SOLE 0 15003 0 0 Pinnacle Financial Partners, I COM 72346q104 1343 20985 SH SOLE 0 20985 0 0 Progressive Corp Ohio COM 743315103 673 9296 SH SOLE 0 9296 0 0 Qorvo Inc. COM 74736k101 1063 9145 SH SOLE 0 9145 0 0 Raytheon Company New COM 755111507 851 3875 SH SOLE 0 3875 0 0 Redhill BioPharma COM 757468103 110 18147 SH SOLE 0 18147 0 0 Restaurant Brands Internationa COM 76131D103 428 6715 SH SOLE 0 6715 0 0 Ribbon Communications COM 762544104 55 17809 SH SOLE 0 17809 0 0 Rolls Royce ADR COM 775781206 184 20460 SH SOLE 0 20460 0 0 SPS Commerce COM 78463m107 776 14003 SH SOLE 0 14003 0 0 Salesforce.com Inc COM 79466l302 1287 7914 SH SOLE 0 7914 0 0 Schwab Emerging Mrkets Equity COM 808524706 295 10792 SH SOLE 0 10792 0 0 Seres Therapeutics COM 81750r102 54 15512 SH SOLE 0 15512 0 0 Sm Energy Company COM 78454l100 117 10369 SH SOLE 0 10369 0 0 Smartsheet Inc Class A COM 83200n103 365 8124 SH SOLE 0 8124 0 0 Smile Direct Club COM 83192h106 242 27740 SH SOLE 0 27740 0 0 Southwestern Energy Co COM 845467109 253 104700 SH SOLE 0 104700 0 0 Spirit Airlines Inc. COM 848577102 1319 32719 SH SOLE 0 32719 0 0 Steven Madden Ltd COM 556269108 1840 42771 SH SOLE 0 42771 0 0 Sunopta Inc F COM 8676EP108 251 100500 SH SOLE 0 100500 0 0 Super Micro Computer, Inc COM 86800u104 1728 71931 SH SOLE 0 71931 0 0 TRI Pointe Group, Inc. COM 87265h109 475 30498 SH SOLE 0 30498 0 0 Teledyne Tech Inc COM 879360105 888 2562 SH SOLE 0 2562 0 0 Teletech Holdings Inc COM 89854h102 1354 34182 SH SOLE 0 34182 0 0 Tempur Sealy International Inc COM 88023U101 1406 16155 SH SOLE 0 16155 0 0 Tennant Co COM 880345103 600 7705 SH SOLE 0 7705 0 0 TriCo Bancshares COM 896095106 733 17964 SH SOLE 0 17964 0 0 Ttm Technologies Inc COM 87305r109 3495 232209 SH SOLE 0 232209 0 0 Tutor Perini Corp COM 901109108 677 52665 SH SOLE 0 52665 0 0 U S Physical Therapy COM 90337L108 1404 12277 SH SOLE 0 12277 0 0 United Natural Foods COM 911163103 151 17280 SH SOLE 0 17280 0 0 Universal Forest Product COM 913543104 949 19896 SH SOLE 0 19896 0 0 Vicor Corp COM 925815102 1783 38164 SH SOLE 0 38164 0 0 Watts Water Tech Inc A Class A COM 942749102 893 8949 SH SOLE 0 8949 0 0 Western Digital Corp COM 958102105 780 12290 SH SOLE 0 12290 0 0 Williams Sonoma COM 969904101 594 8087 SH SOLE 0 8087 0 0 Workday COM 98138h101 549 3338 SH SOLE 0 3338 0 0 Zoetis Inc. COM 98978v103 1111 8397 SH SOLE 0 8397 0 0 Zscaler Inc. COM 98980g102 488 10500 SH SOLE 0 10500 0 0 American Funds New Perspective O 648018109 209 4420 SH SOLE 0 4420 0 0