0001415889-24-012499.txt : 20240507 0001415889-24-012499.hdr.sgml : 20240507 20240507174434 ACCESSION NUMBER: 0001415889-24-012499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240506 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joshi Mehul CENTRAL INDEX KEY: 0001939602 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 24923443 MAIL ADDRESS: STREET 1: C/O BERKELEY LIGHTS, INC. STREET 2: 5858 HORTON STREET, SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 4 1 form4-05072024_090522.xml X0508 4 2024-05-06 0001127537 Pulmonx Corp LUNG 0001939602 Joshi Mehul C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 false true false false Chief Financial Officer & PAO 0 Common Stock 2024-05-06 4 A 0 125870 0 A 125870 D Employee Stock Option (right to buy) 9.28 2024-05-06 4 A 0 241409 0 A 2034-05-05 Common Stock 241409 241409 D Represents grant of Restricted Stock Units award payable solely in common stock of the Issuer that vest in accordance with the following schedule: 25% vests on March 3, 2025, and the remainder of the award vests in equal quarterly installments over the subsequent three-year period. Twenty-five percent of the shares subject to the option vests on March 3, 2025, and the remainder vests in equal monthly installments over the subsequent three-year period. /s/ Lauren Cristina, Attorney-in-Fact 2024-05-07