0001209191-22-015828.txt : 20220303 0001209191-22-015828.hdr.sgml : 20220303 20220303181101 ACCESSION NUMBER: 0001209191-22-015828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220301 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman David Aaron CENTRAL INDEX KEY: 0001354228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 22710881 MAIL ADDRESS: STREET 1: C/O INTERSECT ENT, INC. STREET 2: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-01 0 0001127537 Pulmonx Corp LUNG 0001354228 Lehman David Aaron C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 0 1 0 0 General Counsel Common Stock 2022-03-01 4 S 0 458 25.91 D 16376 D Common Stock 2022-03-01 4 A 0 31000 0.00 A 47376 D Employee Stock Option (right to buy) 26.56 2022-03-01 4 A 0 68700 0.00 A 2032-02-29 Common Stock 68700 68700 D These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021. Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2022. The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2022. /s/ David Lehman 2022-03-03